0001262063-14-000064.txt : 20140512 0001262063-14-000064.hdr.sgml : 20140512 20140512145631 ACCESSION NUMBER: 0001262063-14-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140508 FILED AS OF DATE: 20140512 DATE AS OF CHANGE: 20140512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WU PETER CENTRAL INDEX KEY: 0001186026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 14833081 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-05-08 0000861842 CATHAY GENERAL BANCORP CATY 0001186026 WU PETER 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 0 0 Executive Vice Chairman/COO Common Stock 2014-05-08 4 M 0 5379 0 A 14998 D Common Stock 2014-05-08 4 F 0 2022 23.43 D 12976 D Common Stock 882516 I By PACJU, LLC Restricted Stock Units 0 2014-05-08 4 M 0 5379 0 D Common Stock 5379 0 D Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II. Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. Shares withheld by Registrant to satisfy minimum statutorywithholding requirements on vesting of restriced stock units. On April 7, 2014, 18,217 shares were transferred to PACJU, LLC as reporting person's indirect beneficial owning. The reporting person is a co-trustee, together with his spouse, of the Wu Trust (the "Trust"), which has transferred the shares of CATY Common Stock previously held by the Trust to PACJU, LLC ("PACJU"), a Delaware limited liability company of which the Trust will serve as Manager and hold a 51.5% interest, with the reporting person and his spouse each holding a .5% ownership interest in PACJU in their own names. The balance of the interests in PACJU will be held by the reporting person's adult children, none of whom shares a household with the reporting person. The reporting person disclaims beneficial ownership of CATY Stock held by PACJU except to the extent of his pecuniary interest therein. The reporting person previously reported the award of 5,379 shares of restricted stock units on Form 4 filed May 10, 2012. All of these restricted stock units vested on May 8, 2014. Monica Chen, Attorney-in-fact 2014-05-12