0001262063-14-000062.txt : 20140512
0001262063-14-000062.hdr.sgml : 20140512
20140512145515
ACCESSION NUMBER: 0001262063-14-000062
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140508
FILED AS OF DATE: 20140512
DATE AS OF CHANGE: 20140512
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHENG DUNSON K
CENTRAL INDEX KEY: 0001185628
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 14833072
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-05-08
0000861842
CATHAY GENERAL BANCORP
CATY
0001185628
CHENG DUNSON K
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
1
0
0
Chairman, President, & CEO
Common Stock
2014-05-08
4
M
0
11862
0
A
221732
D
Common Stock
2014-05-08
4
F
0
4458
23.43
D
217274
D
Common Stock
445577
I
Husband & Wife Trust
Common Stock
182452
I
Nonmarital Shares Trust
Common Stock
102838
I
By ESOP
Restricted Stock Unit
0
2014-05-08
4
M
0
11862
0
D
Common Stock
11862
0
D
Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II.
Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
Shares withheld by Registrant to satisfy minimum statutorywithholding requirements on vesting of restriced stock units.
The reporting person previously reported the award of 11,862 shares of restricted stock units on Form 4 filed May 10, 2012. All of these restricted stock units vested on May 8, 2014.
Monica Chen, attorney-in-fact
2014-05-12