0001262063-14-000020.txt : 20140211 0001262063-14-000020.hdr.sgml : 20140211 20140211182913 ACCESSION NUMBER: 0001262063-14-000020 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140211 DATE AS OF CHANGE: 20140211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANG ANTHONY M CENTRAL INDEX KEY: 0001185633 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 14595823 5 1 edgar.xml PRIMARY DOCUMENT X0306 5 2013-12-31 0 0 0000861842 CATHAY GENERAL BANCORP CATY 0001185633 TANG ANTHONY M 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 0 0 Executive Vice Chairman Common Stock 369679 D Common Stock 2013-12-31 5 J 0 307 22.73 A 89305.00 I By ESOP Common Stock 2013-03-14 5 J 0 140.517 18.7613 A 1723152.33 I By spouse Common Stock 2013-06-13 5 J 0 136.788 19.2831 A 1723152.33 I By spouse Common Stock 2013-09-13 5 J 0 122.803 21.4902 A 1723152.33 I By spouse Common Stock 2013-12-12 5 J 0 526.971 25.0515 A 1723152.33 I By spouse ESOP Earning Allocation. Dividend Reinvestment. Anthony M. Tang 2014-02-11