0001262063-13-000389.txt : 20131231 0001262063-13-000389.hdr.sgml : 20131231 20131231160341 ACCESSION NUMBER: 0001262063-13-000389 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131227 FILED AS OF DATE: 20131231 DATE AS OF CHANGE: 20131231 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEE PATRICK CENTRAL INDEX KEY: 0001185631 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 131305773 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-12-27 0000861842 CATHAY GENERAL BANCORP CATY 0001185631 LEE PATRICK 777 NORTH BROADWAY LOS ANGELES CA 90012 1 0 0 0 Common Stock 2013-12-27 5 G 0 800 0 D 233930 I Family Trust Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 3500 3500 D Stock Option 36.24 2007-01-25 2016-01-25 Common Stock 3500 3500 D Stock Option 23.37 2009-02-21 2018-02-21 Common Stock 3500 3500 D The option is fully exercisable. Patrick S.D. Lee 2013-12-31