0001262063-13-000381.txt : 20131220
0001262063-13-000381.hdr.sgml : 20131220
20131220212317
ACCESSION NUMBER: 0001262063-13-000381
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131218
FILED AS OF DATE: 20131220
DATE AS OF CHANGE: 20131220
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OEI PERRY
CENTRAL INDEX KEY: 0001264236
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 131292998
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-12-18
0000861842
CATHAY GENERAL BANCORP
CATY
0001264236
OEI PERRY
777 NORTH BROADWAY
LOS ANGELES
CA
90012
0
1
0
0
General Counsel
Common Stock
4061
D
Restricted Stock Units
2013-12-18
4
A
0
9523
0
A
Common Stock
9523
9523
D
Restricted Stock Units
2013-12-18
4
A
0
9823
0
A
Common Stock
9823
9823
D
Restricted Stock Units
2013-12-18
4
A
0
2438
0
A
Common Stock
2438
2438
D
Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.
These restricted stock units are scheduled to vest in a single installment on December 31, 2016, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2015 or a change in control, with the number of units earned being based on the achievement of certain performance Criteria.
Consists of long term restricted stock units within the meaning of the Emergency Economic Stabilization Act of 2008, as amended from time to time, and the rules and regulations promulgated thereunder ("EESA"). Each unit represents a contingent right to receive one share of CATY Common Stock.
These restricted stock units are scheduled to vest in a single installment on December 18, 2016, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
Perry Oei
2013-12-20