0001262063-13-000363.txt : 20131217 0001262063-13-000363.hdr.sgml : 20131217 20131217172659 ACCESSION NUMBER: 0001262063-13-000363 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131213 FILED AS OF DATE: 20131217 DATE AS OF CHANGE: 20131217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHENG DUNSON K CENTRAL INDEX KEY: 0001185628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 131283096 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-12-13 0000861842 CATHAY GENERAL BANCORP CATY 0001185628 CHENG DUNSON K 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 0 0 Chairman, President, & CEO Common Stock 2013-12-13 4 M 0 21913 0 A 209870 D Common Stock 102485 I By ESOP Common Stock 445577 I Husband & Wife Trust Common Stock 182452 I Nonmarital Shares Trust Restricted Stock Units 0 2013-12-13 4 M 0 21913 0 D Common Stock 21913 0 D Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II. Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. The reporting person previously reported the award of 21,913 shares of restricted stock units on Form 4 filed December 16, 2011. All of these restricted stock units vested on December 13, 2013. Monica Chen, attorney-in-fact 2013-12-17