0001262063-13-000356.txt : 20131127
0001262063-13-000356.hdr.sgml : 20131127
20131127180025
ACCESSION NUMBER: 0001262063-13-000356
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131126
FILED AS OF DATE: 20131127
DATE AS OF CHANGE: 20131127
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHENG DUNSON K
CENTRAL INDEX KEY: 0001185628
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18630
FILM NUMBER: 131248758
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-11-26
0000861842
CATHAY GENERAL BANCORP
CATY
0001185628
CHENG DUNSON K
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
1
0
0
Chairman, President, & CEO
Common Stock
2013-11-26
4
S
0
10000
26.8132
D
197957
D
Common Stock
2013-11-27
4
S
0
10000
27.4685
D
187957
D
Common Stock
102485
I
By ESOP
Common Stock
445577
I
Husband & Wife Trust
Common Stock
182452
I
Nonmarital Shares Trust
Stock Option
37.00
2006-02-17
2015-02-17
Common Stock
154940
154940
D
Stock Option
32.47
2005-03-22
2015-03-22
Common Stock
245060
400000
D
Stock Option
33.54
2005-11-20
2015-05-12
Common Stock
264694
664694
D
Stock Option
36.24
2007-01-25
2016-01-25
Common Stock
154940
819634
D
Stock Option
23.37
2009-02-21
2018-02-21
Common Stock
154970
974604
D
Stock Option
23.37
2009-02-21
2018-02-21
Common Stock
100000
1074604
D
Restricted Stock Units
Common Stock
21913
1096517
D
Restricted Stock Units
Common Stock
11862
1108379
D
Restricted Stock Units
Common Stock
30481
1138860
D
Represents the weighted average sales price per share. The shares were sold at prices ranging from $26.75 to $26.85 per shares. Full information regarding the number of shares sold at each separate price will be provided, uon request, to the staff of the U.S. Securities and Exchange Commission, the Issuer, or any security holder of the Issuer.
Represents the weighted average sales price per share. The shares were sold at prices ranging from $27.4310 to $27.50 per shares. Full information regarding the number of shares sold at each separate price will be provided, uon request, to the staff of the U.S. Securities and Exchange Commission, the Issuer, or any security holder of the Issuer.
The option is fully exercisable.
Consists of long term restricted stock units within the meaning of the Emergency Economic Stabilization Act of 2008, as amended from time to time, and the rules and regulations promulgated thereunder ("EESA"). Each unit represents a contingent right to receive one share of CATY Common Stock.
These restricted stock units are scheduled to vest in a single installment on December 15, 2013, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
These restricted stock units are scheduled to vest in a single installment on December 20, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
These restricted stock units are scheduled to vest in a single installment on May 8, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
Monica Chen, attorney-in-fact
2013-11-27