0001262063-13-000351.txt : 20131125
0001262063-13-000351.hdr.sgml : 20131125
20131125141743
ACCESSION NUMBER: 0001262063-13-000351
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131121
FILED AS OF DATE: 20131125
DATE AS OF CHANGE: 20131125
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BINGHAM KIM R
CENTRAL INDEX KEY: 0001301191
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18630
FILM NUMBER: 131240537
MAIL ADDRESS:
STREET 1: CATHAY BANK
STREET 2: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-11-21
0000861842
CATHAY GENERAL BANCORP
CATY
0001301191
BINGHAM KIM R
777 NORTH BROADWAY
LOS ANGELES
CA
90012
0
1
0
0
EVP - Chief Credit Officer
Common Stock
2013-11-21
4
S
0
1700
25.866
D
3739
D
Stock Option
38.38
2005-11-18
2014-11-18
Common Stock
10000
10000
D
Stock Option
37.00
2006-02-17
2015-02-17
Common Stock
10000
20000
D
Stock Option
36.24
2007-01-25
2016-01-25
Common Stock
34930
54930
D
Stock Option
23.37
2009-02-21
2018-02-21
Common Stock
35000
89930
D
Restricted Stock Units
Common Stock
4744
94674
D
Restricted Stock Units
Common Stock
3451
98125
D
Restricted Stock Units
Common Stock
5540
103665
D
Represents the weighted average sales price per share. The shares were sold at prices ranging from $25.86 to $25.89 per shares. Full information regarding the number of shares sold at each separate price will be provided, uon request, to the staff of the U.S. Securities and Exchange Commission, the Issuer, or any security holder of the Issuer.
The option is fully exercisable.
Consists of long term restricted stock units within the meaning of the Emergency Economic Stabilization Act of 2008, as amended from time to time, and the rules and regulations promulgated thereunder ("EESA"). Each unit represents a contingent right to receive one share of CATY Common Stock.
These restricted stock units are scheduled to vest in a single installment on December 15, 2013, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
These restricted stock units are scheduled to vest in a single installment on May 8, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
These restricted stock units are scheduled to vest in a single installment on December 20, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
Monica Chen, attorney-in-fact
2013-11-25