0001262063-13-000348.txt : 20131122 0001262063-13-000348.hdr.sgml : 20131122 20131122172747 ACCESSION NUMBER: 0001262063-13-000348 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131120 FILED AS OF DATE: 20131122 DATE AS OF CHANGE: 20131122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANG ANTHONY M CENTRAL INDEX KEY: 0001185633 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18630 FILM NUMBER: 131239095 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-11-20 0000861842 CATHAY GENERAL BANCORP CATY 0001185633 TANG ANTHONY M 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 0 0 EVP Common Stock 2013-11-20 4 M 0 80000 24.80 A 443632 D Common Stock 88997 I By ESOP Common Stock 1722625.36 I By spouse Stock Option 24.80 2013-11-20 4 M 0 80000 0 A 2004-11-20 2013-11-20 Common Stock 80000 0 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 39820 39820 D Stock Option 36.24 2007-01-25 2016-01-25 Common Stock 42690 82510 D Stock Option 23.37 2009-02-21 2018-02-21 Common Stock 44000 126510 D Restricted Stock Units Common Stock 6047 132557 D Restricted Stock Units Common Stock 4819 137376 D Restricted Stock Units Common Stock 7964 145340 D Includes 400.108 shares acquired through dividend reinvestment year-to-date. The option is fully exercisable. Consists of long term restricted stock units within the meaning of the Emergency Economic Stabilization Act of 2008, as amended from time to time, and the rules and regulations promulgated thereunder ("EESA"). Each unit represents a contingent right to receive one share of CATY Common Stock. These restricted stock units are scheduled to vest in a single installment on December 15, 2013, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA. These restricted stock units are scheduled to vest in a single installment on May 8, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA. These restricted stock units are scheduled to vest in a single installment on December 20, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA. Monica Chen, attorney-in-fact 2013-11-22