0001262063-13-000329.txt : 20131030
0001262063-13-000329.hdr.sgml : 20131030
20131030173450
ACCESSION NUMBER: 0001262063-13-000329
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131030
FILED AS OF DATE: 20131030
DATE AS OF CHANGE: 20131030
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WONG IRWIN
CENTRAL INDEX KEY: 0001185635
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18630
FILM NUMBER: 131180274
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-10-30
0000861842
CATHAY GENERAL BANCORP
CATY
0001185635
WONG IRWIN
777 NORTH BROADWAY
LOS ANGELES
CA
90012
0
1
0
0
EVP - Chief Risk Officer
Common Stock
2013-10-30
4
M
0
16000
24.80
A
35883.66
D
Common Stock
2013-10-30
4
S
0
9234
25.30
D
26649.66
D
Common Stock
2013-10-30
4
S
0
6766
25.12
D
19883.66
D
Common Stock
16768
I
By ESOP
Stock Option
24.80
2013-10-30
4
M
0
16000
0
D
2004-11-20
2013-11-20
Common Stock
16000
42468
D
Stock Option
37.00
2006-02-17
2015-02-17
Common Stock
32580
75048
D
Stock Option
36.24
2007-01-25
2016-01-25
Common Stock
31000
106048
D
Stock Option
23.37
2009-02-21
2018-02-21
Common Stock
20000
126048
D
Restricted Stock Units
Common Stock
4774
130822
D
Restricted Stock Units
Common Stock
3810
134632
D
Restricted Stock Units
Common Stock
6001
140633
D
Includes 7.997 shares acquired through dividend reinvestment year-to-date.
The option is fully exercisable.
Consists of long term restricted stock units within the meaning of the Emergency Economic Stabilization Act of 2008, as amended from time to time, and the rules and regulations promulgated thereunder ("EESA"). Each unit represents a contingent right to receive one share of CATY Common Stock.
These restricted stock units are scheduled to vest in a single installment on December 15, 2013, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
These restricted stock units are scheduled to vest in a single installment on May 8, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
These restricted stock units are scheduled to vest in a single installment on December 20, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
/s/ Irwin Wong
2013-10-30