0001262063-13-000323.txt : 20131029
0001262063-13-000323.hdr.sgml : 20131029
20131029133146
ACCESSION NUMBER: 0001262063-13-000323
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131028
FILED AS OF DATE: 20131029
DATE AS OF CHANGE: 20131029
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WONG IRWIN
CENTRAL INDEX KEY: 0001185635
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18630
FILM NUMBER: 131175645
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-10-28
0000861842
CATHAY GENERAL BANCORP
CATY
0001185635
WONG IRWIN
777 NORTH BROADWAY
LOS ANGELES
CA
90012
0
1
0
0
EVP - Branch Administration
Common Stock
2013-10-28
4
M
0
5860
24.80
A
25743.66
D
Common Stock
2013-10-28
4
S
0
5860
25.53
D
19883.66
D
Common Stock
16768
I
By ESOP
Stock Option
24.80
2013-10-28
4
M
0
5860
0
D
2004-11-20
2013-11-20
Common Stock
132180
132180
D
Stock Option
37.00
2006-02-17
2015-02-17
Common Stock
32580
164760
D
Stock Option
36.24
2007-01-25
2016-01-25
Common Stock
31000
195760
D
Stock Option
23.37
2009-02-21
2018-02-21
Common Stock
20000
215760
D
Restricted Stock Units
Common Stock
4774
220534
D
Restricted Stock Units
Common Stock
3810
224344
D
Restricted Stock Units
Common Stock
6001
230345
D
Includes 7.997 shares acquired through dividend reinvestment year-to-date.
Represents the weighted average sales price per share. The shares were sold at prices ranging from $25.49 to $25.75 per share. Full information regarding the number of shares sold at each separate price will be provided, upon request, to the staff of the U.S. Securities and Exchange Commission, the Issuer, or any security holder of the Issuer.
The option is fully exercisable.
Consists of long term restricted stock units within the meaning of the Emergency Economic Stabilization Act of 2008, as amended from time to time, and the rules and regulations promulgated thereunder ("EESA"). Each unit represents a contingent right to receive one share of CATY Common Stock.
These restricted stock units are scheduled to vest in a single installment on December 15, 2013, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
These restricted stock units are scheduled to vest in a single installment on May 8, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
These restricted stock units are scheduled to vest in a single installment on December 20, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
/s/ Irwin Wong
2013-10-29