0001262063-13-000318.txt : 20131028
0001262063-13-000318.hdr.sgml : 20131028
20131028145343
ACCESSION NUMBER: 0001262063-13-000318
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131025
FILED AS OF DATE: 20131028
DATE AS OF CHANGE: 20131028
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHAN KELLY L
CENTRAL INDEX KEY: 0001185626
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18630
FILM NUMBER: 131172906
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-10-25
0000861842
CATHAY GENERAL BANCORP
CATY
0001185626
CHAN KELLY L
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
0
0
0
Common Stock
90480
D
Common Stock
9800
I
By spouse
Common Stock
58288
I
Living Trust
Common Stock
13140
I
As custodian for son
Common Stock
2013-10-25
4
P
0
1000
25.56
A
28096
I
Partner - Chansons Properties
Common Stock
200000
I
Trustee - WHFC Trust
Stock Option
24.80
2004-11-20
2013-11-20
Common Stock
11000
11000
D
Stock Option
37.00
2006-02-17
2015-02-17
Common Stock
3500
14500
D
Stock Option
36.24
2007-01-25
2016-01-25
Common Stock
3500
18000
D
Stock Option
23.37
2009-02-21
2018-02-21
Common Stock
3500
21500
D
The option is fully exercisable.
The option vests in 5 equal annual installments beginning 2/21/09.
/s/ Kelly L. Chan
2013-10-28