0001262063-13-000318.txt : 20131028 0001262063-13-000318.hdr.sgml : 20131028 20131028145343 ACCESSION NUMBER: 0001262063-13-000318 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131025 FILED AS OF DATE: 20131028 DATE AS OF CHANGE: 20131028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAN KELLY L CENTRAL INDEX KEY: 0001185626 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18630 FILM NUMBER: 131172906 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-10-25 0000861842 CATHAY GENERAL BANCORP CATY 0001185626 CHAN KELLY L 777 NORTH BROADWAY LOS ANGELES CA 90012 1 0 0 0 Common Stock 90480 D Common Stock 9800 I By spouse Common Stock 58288 I Living Trust Common Stock 13140 I As custodian for son Common Stock 2013-10-25 4 P 0 1000 25.56 A 28096 I Partner - Chansons Properties Common Stock 200000 I Trustee - WHFC Trust Stock Option 24.80 2004-11-20 2013-11-20 Common Stock 11000 11000 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 3500 14500 D Stock Option 36.24 2007-01-25 2016-01-25 Common Stock 3500 18000 D Stock Option 23.37 2009-02-21 2018-02-21 Common Stock 3500 21500 D The option is fully exercisable. The option vests in 5 equal annual installments beginning 2/21/09. /s/ Kelly L. Chan 2013-10-28