0001262063-13-000275.txt : 20130924 0001262063-13-000275.hdr.sgml : 20130924 20130924142100 ACCESSION NUMBER: 0001262063-13-000275 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130517 FILED AS OF DATE: 20130924 DATE AS OF CHANGE: 20130924 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tai Pin CENTRAL INDEX KEY: 0001577235 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-18630 FILM NUMBER: 131111995 MAIL ADDRESS: STREET 1: CATHAY GENERAL BANCORP STREET 2: 9650 FLAIR DRIVE CITY: EL MONTE STATE: CA ZIP: 91731 3/A 1 edgar.xml PRIMARY DOCUMENT X0206 3/A 2013-05-17 2013-05-21 0 0000861842 CATHAY GENERAL BANCORP CATY 0001577235 Tai Pin CATHAY GENERAL BANCORP 9650 FLAIR DRIVE EL MONTE CA 91731 0 1 0 0 EVP, Deputy CLO, Cathay Bank Restricted Stock Units Common Stock 1454 D These Restricted Stock Units were inadvertently omitted from the reprting person's original Form 3. As a consequence, the number of derivative securities beneficially owned in Table II was inadvertently understated by 1,454 shares on eight subsequent Forms 4 for the reporting person after his original Form 3 was filed. Consists of long term restricted stock units within the meaning of the Emergency Economic Stabilization Act of 2008, as amended from time to time, and the rules and regulations promulgated thereunder ("EESA"). Each unit represents a contingent right to receive one share of CATY Common Stock. These restricted stock units are scheduled to vest in a single installment on May 17, 2015, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA. Monica Chen, attorney-in-fact 2013-09-24