0001262063-13-000275.txt : 20130924
0001262063-13-000275.hdr.sgml : 20130924
20130924142100
ACCESSION NUMBER: 0001262063-13-000275
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130517
FILED AS OF DATE: 20130924
DATE AS OF CHANGE: 20130924
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tai Pin
CENTRAL INDEX KEY: 0001577235
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18630
FILM NUMBER: 131111995
MAIL ADDRESS:
STREET 1: CATHAY GENERAL BANCORP
STREET 2: 9650 FLAIR DRIVE
CITY: EL MONTE
STATE: CA
ZIP: 91731
3/A
1
edgar.xml
PRIMARY DOCUMENT
X0206
3/A
2013-05-17
2013-05-21
0
0000861842
CATHAY GENERAL BANCORP
CATY
0001577235
Tai Pin
CATHAY GENERAL BANCORP
9650 FLAIR DRIVE
EL MONTE
CA
91731
0
1
0
0
EVP, Deputy CLO, Cathay Bank
Restricted Stock Units
Common Stock
1454
D
These Restricted Stock Units were inadvertently omitted from the reprting person's original Form 3. As a consequence, the number of derivative securities beneficially owned in Table II was inadvertently understated by 1,454 shares on eight subsequent Forms 4 for the reporting person after his original Form 3 was filed.
Consists of long term restricted stock units within the meaning of the Emergency Economic Stabilization Act of 2008, as amended from time to time, and the rules and regulations promulgated thereunder ("EESA"). Each unit represents a contingent right to receive one share of CATY Common Stock.
These restricted stock units are scheduled to vest in a single installment on May 17, 2015, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
Monica Chen, attorney-in-fact
2013-09-24