0001262063-13-000238.txt : 20130820
0001262063-13-000238.hdr.sgml : 20130820
20130820133742
ACCESSION NUMBER: 0001262063-13-000238
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130816
FILED AS OF DATE: 20130820
DATE AS OF CHANGE: 20130820
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TANG ANTHONY M
CENTRAL INDEX KEY: 0001185633
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18630
FILM NUMBER: 131050377
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-08-16
0000861842
CATHAY GENERAL BANCORP
CATY
0001185633
TANG ANTHONY M
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
1
0
0
EVP
Common Stock
2013-08-16
4
A
0
237
0
A
12168
D
Common Stock
350584
D
Common Stock
88997
I
By ESOP
Common Stock
1722502.55
I
By spouse
Stock Option
24.80
2004-11-20
2013-11-20
Common Stock
105140
105140
D
Stock Option
37.00
2006-02-17
2015-02-17
Common Stock
39820
144960
D
Stock Option
36.24
2007-01-25
2016-01-25
Common Stock
42690
187650
D
Stock Option
23.37
2009-02-21
2018-02-21
Common Stock
44000
231650
D
Restricted Stock Units
Common Stock
6047
237697
D
Restricted Stock Units
Common Stock
4819
242516
D
Restricted Stock Units
Common Stock
7964
250480
D
Shares of Cathay General Banorp (the "Company") common stock acquired under the Company's 2005 Incentive Plan. As a condition to receiving these shares, the reporting person agreed to hold and not transfer, for the entire period during which the Company has any obligations outstandig under the U.S. Treasury's Troubled Asset Relief Program (disregarding any warrants to purchase common stock of the Company that the U.S. Treasury may hold) (the "Restriction Period"), all of the shares received. These transfer restrictions will terminate upon the earlier of the end of the Restriction Period or the date of the reporting person's death or permanent disability.
Includes 277.305 shares acquired through dividend reinvestment year-to-date.
The option is fully exercisable.
Consists of long term restricted stock units within the meaning of the Emergency Economic Stabilization Act of 2008, as amended from time to time, and the rules and regulations promulgated thereunder ("EESA"). Each unit represents a contingent right to receive one share of CATY Common Stock.
These restricted stock units are scheduled to vest in a single installment on December 15, 2013, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
These restricted stock units are scheduled to vest in a single installment on May 8, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
These restricted stock units are scheduled to vest in a single installment on December 20, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
Monica Chen, attorney-in-fact
2013-08-20