0001262063-13-000099.txt : 20130401
0001262063-13-000099.hdr.sgml : 20130401
20130401140143
ACCESSION NUMBER: 0001262063-13-000099
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130322
FILED AS OF DATE: 20130401
DATE AS OF CHANGE: 20130401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OEI PERRY
CENTRAL INDEX KEY: 0001264236
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18630
FILM NUMBER: 13730303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-03-22
0000861842
CATHAY GENERAL BANCORP
CATY
0001264236
OEI PERRY
777 NORTH BROADWAY
LOS ANGELES
CA
90012
0
1
0
0
General Counsel
Common Stock
2013-03-22
4
M
0
2988
0
A
2988
D
Common Stock
2013-03-25
4
S
0
1303
20.18
D
1685
D
Stock Option
24.80
2004-11-20
2013-11-20
Common Stock
20080
20080
D
Stock Option
37.00
2006-02-17
2015-02-17
Common Stock
6000
26080
D
Stock Option
36.24
2007-01-25
2016-01-25
Common Stock
5500
31580
D
Stock Option
23.37
2009-02-21
2018-02-21
Common Stock
5500
37080
D
Restricted Stock Units
0
2013-03-22
4
M
0
2988
0
D
Common Stock
2988
37080
D
Restricted Stock Units
Common Stock
3776
40856
D
Restricted Stock Units
Common Stock
596
41452
D
Restricted Stock Units
Common Stock
4186
45638
D
Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II.
These sales were effected to satisfy the reporting person's tax withholding obligations with respect to the vesting of the restricted stock units.
The option is fully exercisable.
Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
The reporting person previously reported the award of 2,988 shares of restricted stock units on Form 4 filed March 25, 2011. All of these restricted stock units vested on March 22, 2013.
Consists of long term restricted stock units within the meaning of the Emergency Economic Stabilization Act of 2008, as amended from time to time, and the rules and regulations promulgated thereunder ("EESA"). Each unit represents a contingent right to receive one share of CATY Common Stock.
These restricted stock units are scheduled to vest in a single installment on December 15, 2013, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
These restricted stock units are scheduled to vest in a single installment on May 8, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
These restricted stock units are scheduled to vest in a single installment on December 20, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
Perry Oei
2013-04-01