0001262063-13-000088.txt : 20130326
0001262063-13-000088.hdr.sgml : 20130326
20130326161435
ACCESSION NUMBER: 0001262063-13-000088
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130322
FILED AS OF DATE: 20130326
DATE AS OF CHANGE: 20130326
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TANG ANTHONY M
CENTRAL INDEX KEY: 0001185633
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18630
FILM NUMBER: 13717046
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-03-22
0000861842
CATHAY GENERAL BANCORP
CATY
0001185633
TANG ANTHONY M
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
1
0
0
EVP
Common Stock
2013-03-22
4
M
0
4846
0
A
11059
D
Common Stock
2013-03-25
4
S
0
1801
20.18
D
9258
D
Common Stock
350584
D
Common Stock
88771
I
By ESOP
Common Stock
1722365.77
I
By spouse
Stock Option
24.80
2004-11-20
2013-11-20
Common Stock
105140
105140
D
Stock Option
37.00
2006-02-17
2015-02-17
Common Stock
39820
144960
D
Stock Option
36.24
2007-01-25
2016-01-25
Common Stock
42690
187650
D
Stock Option
23.37
2009-02-21
2018-02-21
Common Stock
44000
231650
D
Restricted Stock Units
0
2013-03-22
4
M
0
4846
0
D
Common Stock
4846
231650
D
Restricted Stock Units
Common Stock
6047
237697
D
Restricted Stock Units
Common Stock
4819
242516
D
Restricted Stock Units
Common Stock
7964
250480
D
Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II.
These sales were effected to satisfy the reporting person's tax withholding obligations with respect to the vesting of the restricted stock units.
Includes 140.517 shares acquired through dividend reinvestment year-to-date.
The option is fully exercisable.
Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
The reporting person previously reported the award of 4,846 shares of restricted stock units on Form 4 filed March 25, 2011. All of these restricted stock units vested on March 22, 2013.
Consists of long term restricted stock units within the meaning of the Emergency Economic Stabilization Act of 2008, as amended from time to time, and the rules and regulations promulgated thereunder ("EESA"). Each unit represents a contingent right to receive one share of CATY Common Stock.
These restricted stock units are scheduled to vest in a single installment on December 15, 2013, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
These restricted stock units are scheduled to vest in a single installment on May 8, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
These restricted stock units are scheduled to vest in a single installment on December 20, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
Monica Chen, attorney-in-fact
2013-03-26