0001262063-13-000087.txt : 20130326
0001262063-13-000087.hdr.sgml : 20130326
20130326161408
ACCESSION NUMBER: 0001262063-13-000087
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130322
FILED AS OF DATE: 20130326
DATE AS OF CHANGE: 20130326
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHENG DUNSON K
CENTRAL INDEX KEY: 0001185628
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18630
FILM NUMBER: 13717039
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-03-22
0000861842
CATHAY GENERAL BANCORP
CATY
0001185628
CHENG DUNSON K
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
1
0
0
Chairman, President, & CEO
Common Stock
2013-03-22
4
M
0
12384
0
A
39286
D
Common Stock
2013-03-25
4
S
0
4637
20.18
D
34649
D
Common Stock
62660
D
Common Stock
102224
I
By ESOP
Common Stock
445577
I
Husband & Wife Trust
Common Stock
182452
I
Nonmarital Shares Trust
Stock Option
24.80
2004-11-20
2013-11-20
Common Stock
246940
246940
D
Stock Option
37.00
2006-02-17
2015-02-17
Common Stock
154940
401880
D
Stock Option
32.47
2005-03-22
2015-03-22
Common Stock
245060
646940
D
Stock Option
33.54
2005-11-20
2015-05-12
Common Stock
264694
911634
D
Stock Option
36.24
2007-01-25
2016-01-25
Common Stock
154940
1066574
D
Stock Option
23.37
2009-02-21
2018-02-21
Common Stock
154970
1221544
D
Stock Option
23.37
2009-02-21
2018-02-21
Common Stock
100000
1321544
D
Restricted Stock Units
0
2013-03-22
4
M
0
12384
0
D
Common Stock
12384
1321544
D
Restricted Stock Units
Common Stock
21913
1343457
D
Restricted Stock Units
Common Stock
11862
1355319
D
Restricted Stock Units
Common Stock
30481
1385800
D
Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II.
These sales were effected to satisfy the reporting person's tax withholding obligations with respect to the vesting of the restricted stock units.
The option is fully exercisable.
Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
The reporting person previously reported the award of 12,384 shares of restricted stock units on Form 4 filed March 25, 2011. All of these restricted stock units vested on March 22, 2013
Consists of long term restricted stock units within the meaning of the Emergency Economic Stabilization Act of 2008, as amended from time to time, and the rules and regulations promulgated thereunder ("EESA"). Each unit represents a contingent right to receive one share of CATY Common Stock.
These restricted stock units are scheduled to vest in a single installment on December 15, 2013, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
These restricted stock units are scheduled to vest in a single installment on May 8, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
These restricted stock units are scheduled to vest in a single installment on December 20, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
Monica Chen, attorney-in-fact
2013-03-26