0001262063-12-000180.txt : 20121119
0001262063-12-000180.hdr.sgml : 20121119
20121119143549
ACCESSION NUMBER: 0001262063-12-000180
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121115
FILED AS OF DATE: 20121119
DATE AS OF CHANGE: 20121119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TANG ANTHONY M
CENTRAL INDEX KEY: 0001185633
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18630
FILM NUMBER: 121214217
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-11-15
0000861842
CATHAY GENERAL BANCORP
CATY
0001185633
TANG ANTHONY M
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
1
0
0
EVP
Common Stock
2012-11-15
4
A
0
368
0
A
3986
D
Common Stock
350584
D
Common Stock
88771
I
By ESOP
Common Stock
1722069.62
I
By spouse
Stock Option
19.925
2004-01-16
2013-01-16
Common Stock
47500
47500
D
Stock Option
24.80
2004-11-20
2013-11-20
Common Stock
105140
152640
D
Stock Option
37.00
2006-02-17
2015-02-17
Common Stock
39820
192460
D
Stock Option
36.24
2007-01-25
2016-01-25
Common Stock
42690
235150
D
Stock Option
23.37
2009-02-21
2018-02-21
Common Stock
44000
279150
D
Restricted Stock Units
Common Stock
4846
283996
D
Restricted Stock Units
Common Stock
6047
290043
D
Restricted Stock Units
Common Stock
4819
294862
D
Shares of Cathay General Banorp (the "Company") common stock acquired under the Company's 2005 Incentive Plan. As a condition to receiving these shares, the reporting person agreed to hold and not transfer, for the entire period during which the Company has any obligations outstanding under the U.S. Treasury's Troubled Asset Relief Program (disregarding any warrants to purchase common stock of the Company that the U.S. Treasury may hold) (the "Restriction Period"), all of the shares received. This transfer restriction will terminate upon the earlier of the end of the Restriction Period or the date of the reporting person's death or permanent disability.
Includes 505.04 shares acquired through dividend reinvestment year-to-date.
The option is fully exercisable.
The option vests in 5 equal annual installments beginning 2/21/09.
Consists of long term restricted stock units within the meaning of the Emergency Economic Stabilization Act of 2008, as amended from time to time, and the rules and regulations promulgated thereunder ("EESA"). Each unit represents a contingent right to receive one share of CATY Common Stock.
These restricted stock units are scheduled to vest in a single installment on March 23, 2013, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
These restricted stock units are scheduled to vest in a single installment on December 15, 2013, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
These restricted stock units are scheduled to vest in a single installment on May 8, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
Monica Chen, attorney-in-fact
2012-11-19