0001262063-12-000169.txt : 20121114
0001262063-12-000169.hdr.sgml : 20121114
20121114184822
ACCESSION NUMBER: 0001262063-12-000169
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121109
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHIU THOMAS C T
CENTRAL INDEX KEY: 0001185974
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18630
FILM NUMBER: 121206112
MAIL ADDRESS:
STREET 1: CATHAY GENERAL BANCORP
STREET 2: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-11-09
0000861842
CATHAY GENERAL BANCORP
CATY
0001185974
CHIU THOMAS C T
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
0
0
0
Common Stock
204961
I
By Family Trust
Common Stock
69732
I
By Pension Fund
Common Stock
2012-11-09
4
M
0
5120
11.3435
A
5120
D
Stock Option
11.3435
2012-11-09
4
M
0
5120
0
D
2004-01-01
2012-12-31
Common Stock
0
0
D
Stock Option
37.00
2006-02-17
2015-02-17
Common Stock
3500
3500
D
Stock Option
36.24
2007-01-25
2016-01-25
Common Stock
3500
7000
D
Stock Option
23.37
2009-02-21
2018-02-21
Common Stock
3500
10500
D
The option is fully exercisable.
The option vests in 5 equal annual installments beginning 2/21/09.
Thomas C.T. Chiu
2012-11-14