0001262063-12-000007.txt : 20120214
0001262063-12-000007.hdr.sgml : 20120214
20120214174136
ACCESSION NUMBER: 0001262063-12-000007
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TARTAGLIA THOMAS G
CENTRAL INDEX KEY: 0001185634
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18630
FILM NUMBER: 12613123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
5
1
edgar.xml
PRIMARY DOCUMENT
X0304
5
2011-12-31
1
0
0
0000861842
CATHAY GENERAL BANCORP
CATY
0001185634
TARTAGLIA THOMAS G
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
0
0
0
Common Stock
2011-01-25
5
J
0
800
0
D
0
D
Common Stock
2011-01-25
5
J
0
800
0
A
70516
I
T. Tartaglia Trust
Common Stock
2011-12-31
5
J
0
30.76
13.71
A
9973.91
I
By ESOP
Stock Option
16.275
2005-02-21
2012-01-21
Common Stock
1200
1200
D
Stock Option
19.925
2005-01-16
2013-01-16
Common Stock
3040
4240
D
Stock Option
24.80
2004-11-20
2013-11-20
Common Stock
11000
15240
D
Stock Option
37.00
2006-02-17
2015-02-17
Common Stock
3500
18740
D
Stock Option
36.24
2007-01-25
2016-01-25
Common Stock
3500
22240
D
Stock Option
23.37
2009-02-21
2018-02-21
Common Stock
3500
25740
D
Transferred from individual direct ownership to the Trust account as indirect ownership.
1,254 shares were distributed from ESOP to the reporting person on 9/21/11, and subsequently transferred to his Trust account on 10/5/11.
ESOP Earning Allocation.
The option is fully exercisable.
The option vests in 5 equal annual installments beginning 2/21/09.
Monica Chen, Assistant Secretary of Cathay General Bancorp
2012-02-14