0001262063-12-000007.txt : 20120214 0001262063-12-000007.hdr.sgml : 20120214 20120214174136 ACCESSION NUMBER: 0001262063-12-000007 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TARTAGLIA THOMAS G CENTRAL INDEX KEY: 0001185634 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18630 FILM NUMBER: 12613123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 5 1 edgar.xml PRIMARY DOCUMENT X0304 5 2011-12-31 1 0 0 0000861842 CATHAY GENERAL BANCORP CATY 0001185634 TARTAGLIA THOMAS G 777 NORTH BROADWAY LOS ANGELES CA 90012 1 0 0 0 Common Stock 2011-01-25 5 J 0 800 0 D 0 D Common Stock 2011-01-25 5 J 0 800 0 A 70516 I T. Tartaglia Trust Common Stock 2011-12-31 5 J 0 30.76 13.71 A 9973.91 I By ESOP Stock Option 16.275 2005-02-21 2012-01-21 Common Stock 1200 1200 D Stock Option 19.925 2005-01-16 2013-01-16 Common Stock 3040 4240 D Stock Option 24.80 2004-11-20 2013-11-20 Common Stock 11000 15240 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 3500 18740 D Stock Option 36.24 2007-01-25 2016-01-25 Common Stock 3500 22240 D Stock Option 23.37 2009-02-21 2018-02-21 Common Stock 3500 25740 D Transferred from individual direct ownership to the Trust account as indirect ownership. 1,254 shares were distributed from ESOP to the reporting person on 9/21/11, and subsequently transferred to his Trust account on 10/5/11. ESOP Earning Allocation. The option is fully exercisable. The option vests in 5 equal annual installments beginning 2/21/09. Monica Chen, Assistant Secretary of Cathay General Bancorp 2012-02-14