0001262063-12-000006.txt : 20120214
0001262063-12-000006.hdr.sgml : 20120214
20120214173649
ACCESSION NUMBER: 0001262063-12-000006
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WONG IRWIN
CENTRAL INDEX KEY: 0001185635
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18630
FILM NUMBER: 12613081
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
5
1
edgar.xml
PRIMARY DOCUMENT
X0304
5
2011-12-31
0
0
0000861842
CATHAY GENERAL BANCORP
CATY
0001185635
WONG IRWIN
777 NORTH BROADWAY
LOS ANGELES
CA
90012
0
1
0
0
EVP - Branch Administration
Common Stock
2011-03-10
5
J
0
3.096
16.9312
A
10496.46
D
Common Stock
2011-06-10
5
J
0
3.553
14.7576
A
10496.46
D
Common Stock
2011-09-12
5
J
0
4.555
11.5171
A
10496.46
D
Common Stock
2011-12-15
5
J
0
4.127
12.7274
A
10496.46
D
Common Stock
2011-12-31
5
J
0
47.3247
13.68
A
16725.73
I
By ESOP
Stock Option
16.275
2005-02-21
2012-02-21
Common Stock
11088
11088
D
Stock Option
19.925
2005-01-16
2013-01-16
Common Stock
30064
41152
D
Stock Option
24.80
2004-11-20
2013-11-20
Common Stock
143040
184192
D
Stock Option
37.00
2006-02-17
2015-02-17
Common Stock
32580
216772
D
Stock Option
36.24
2007-01-25
2016-01-25
Common Stock
31000
247772
D
Stock Option
23.37
2009-02-21
2018-02-21
Common Stock
20000
267772
D
Restricted Stock Units
Common Stock
3840
271612
D
Restricted Stock Units
Common Stock
4774
276386
D
Dividend Reinvestment.
ESOP Earning Allocation.
The option is fully exercisable.
The option vests in 5 equal annual installments beginning 2/21/09.
Consists of long term restricted stock units within the meaning of the Emergency Economic Stabilization Act of 2008, as amended from time to time, and the rules and regulations promulgated thereunder ("EESA"). Each unit represents a contingent right to receive one share of CATY Common Stock.
These restricted stock units are scheduled to vest in a single installment on March 23, 2013, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
These restricted stock units are scheduled to vest in a single installment on December 15, 2013, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
Irwin Wong
2012-02-14