0001262063-11-000055.txt : 20111216
0001262063-11-000055.hdr.sgml : 20111216
20111216173406
ACCESSION NUMBER: 0001262063-11-000055
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111215
FILED AS OF DATE: 20111216
DATE AS OF CHANGE: 20111216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WU PETER
CENTRAL INDEX KEY: 0001186026
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18630
FILM NUMBER: 111267476
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2011-12-15
0000861842
CATHAY GENERAL BANCORP
CATY
0001186026
WU PETER
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
1
0
0
Executive Vice Chairman/COO
Common Stock
54132
D
Common Stock
820167
I
Wu Trust
Stock Option
28.695
2005-02-19
2014-02-19
Common Stock
100000
100000
D
Stock Option
37.00
2006-02-17
2015-02-17
Common Stock
72170
172170
D
Stock Option
36.24
2007-01-25
2016-01-25
Common Stock
72170
244340
D
Stock Option
23.37
2009-02-21
2018-02-21
Common Stock
72230
316570
D
Restricted Stock Units
Common Stock
6192
322762
D
Restricted Stock Units
2011-12-15
4
A
0
9116
0
A
Common Stock
9116
331878
D
The option is fully exercisable.
The option vests in 5 equal annual installments beginning 2/21/09.
Consists of long term restricted stock units within the meaning of the Emergency Economic Stabilization Act of 2008, as amended from time to time, and the rules and regulations promulgated thereunder ("EESA"). Each unit represents a contingent right to receive one share of CATY Common Stock.
These restricted stock units are scheduled to vest in a single installment on March 23, 2013, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
These restricted stock units are scheduled to vest in a single installment on December 15, 2013, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
Peter Wu
2011-12-16