0001262063-11-000035.txt : 20110610 0001262063-11-000035.hdr.sgml : 20110610 20110610130923 ACCESSION NUMBER: 0001262063-11-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110609 FILED AS OF DATE: 20110610 DATE AS OF CHANGE: 20110610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHUNG NELSON CENTRAL INDEX KEY: 0001326821 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18630 FILM NUMBER: 11905119 MAIL ADDRESS: STREET 1: CATHAY BANK STREET 2: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-06-09 0000861842 CATHAY GENERAL BANCORP CATY 0001326821 CHUNG NELSON 777 NORTH BROADWAY LOS ANGELES CA 90012 1 0 0 0 Common Stock 10000 I Defined Benefit Plan Common Stock 2011-06-09 4 P 0 10000 14.99 A 10000 I Pension Plan Stock Option 36.24 2007-01-25 2016-01-25 Common Stock 3500 3500 D Stock Option 23.37 2009-02-21 2018-02-21 Common Stock 3500 7000 D The option is fully exercisable. The option vests in 5 equal annual installments beginning 2/21/09. Nelson Chung 2011-06-10