0001262063-11-000032.txt : 20110325
0001262063-11-000032.hdr.sgml : 20110325
20110325171946
ACCESSION NUMBER: 0001262063-11-000032
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110323
FILED AS OF DATE: 20110325
DATE AS OF CHANGE: 20110325
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TANG ANTHONY M
CENTRAL INDEX KEY: 0001185633
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18630
FILM NUMBER: 11713297
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
edgar.xml
PRIMARY DOCUMENT
X0303
4
2011-03-23
0000861842
CATHAY GENERAL BANCORP
CATY
0001185633
TANG ANTHONY M
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
1
0
0
EVP
Common Stock
350584
D
Common Stock
88520
I
By ESOP
Common Stock
262355.39
I
By spouse
Stock Option
16.275
2003-02-21
2012-02-21
Common Stock
26000
26000
D
Stock Option
19.925
2004-01-16
2013-01-16
Common Stock
47500
73500
D
Stock Option
24.80
2004-11-20
2013-11-20
Common Stock
105140
178640
D
Stock Option
37.00
2006-02-17
2015-02-17
Common Stock
39820
218460
D
Stock Option
36.24
2007-01-25
2016-01-25
Common Stock
42690
261150
D
Stock Option
23.37
2009-02-21
2018-02-21
Common Stock
44000
305150
D
Restricted Stock Units
2011-03-23
4
A
0
4846
0
A
Common Stock
4846
309996
D
Includes 154.86 shares acquired through dividend reinvestment year-to-date.
The option is fully exercisable.
The option vests in 5 equal annual installments beginning 2/21/09.
Consists of long term restricted stock units within the meaning of the Emergency Economic Stabilization Act of 2008, as amended from time to time, and the rules and regulations promulgated thereunder ("EESA"). Each unit represents a contingent right to receive one share of CATY Common Stock.
These restricted stock units are scheduled to vest in a single installment on March 23, 2013, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
Anthony M. Tang
2011-03-25