0001262063-11-000028.txt : 20110325 0001262063-11-000028.hdr.sgml : 20110325 20110325165146 ACCESSION NUMBER: 0001262063-11-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110323 FILED AS OF DATE: 20110325 DATE AS OF CHANGE: 20110325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OEI PERRY CENTRAL INDEX KEY: 0001264236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18630 FILM NUMBER: 11712985 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-03-23 0000861842 CATHAY GENERAL BANCORP CATY 0001264236 OEI PERRY 777 NORTH BROADWAY LOS ANGELES CA 90012 0 1 0 0 General Counsel Stock Option 24.80 2004-11-20 2013-11-20 Common Stock 20080 20080 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 6000 26080 D Stock Option 36.24 2007-01-25 2016-01-25 Common Stock 5500 31580 D Stock Option 23.37 2009-02-21 2018-02-21 Common Stock 5500 37080 D Restricted Stock Units 2011-03-23 4 A 0 2988 0 A Common Stock 2988 40068 D The option is fully exercisable. The option vests in 5 equal annual installments beginning 2/21/09. Consists of long term restricted stock units within the meaning of the Emergency Economic Stabilization Act of 2008, as amended from time to time, and the rules and regulations promulgated thereunder ("EESA"). Each unit represents a contingent right to receive one share of CATY Common Stock. These restricted stock units are scheduled to vest in a single installment on March 23, 2013, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA. Perry Oei 2011-03-25