-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L+Vb2y5oBfNc4E5E5CKQvotjuJSvCnNSUQoc2CXHzaW/UtFtUk9yhVbbCzn4j18r Y4kOY0a/2QgdIsp3KkeMUg== 0001262063-11-000017.txt : 20110210 0001262063-11-000017.hdr.sgml : 20110210 20110210181523 ACCESSION NUMBER: 0001262063-11-000017 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110210 DATE AS OF CHANGE: 20110210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHENG DUNSON K CENTRAL INDEX KEY: 0001185628 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18630 FILM NUMBER: 11594116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 5 1 edgar.xml PRIMARY DOCUMENT X0303 5 2010-12-31 0 0 0000861842 CATHAY GENERAL BANCORP CATY 0001185628 CHENG DUNSON K 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 0 0 Chairman, President & CEO Common Stock 2010-03-10 5 J 0 84.118 9.3131 A 0 D Common Stock 2010-06-10 5 J 0 74.838 10.4792 A 0 D Common Stock 2010-09-10 5 J 0 83.104 9.4459 A 0 D Common Stock 2010-11-18 5 J 0 388721 0 D 0 D Common Stock 2010-11-18 5 J 0 388721 0 A 628029 I Husband & Wife Trust Common Stock 2010-12-31 5 J 0 385 10.4285 A 101935 I By ESOP Stock Option 15.0475 2002-01-18 2011-01-18 Common Stock 74160 74160 D Stock Option 16.275 2003-02-21 2012-02-21 Common Stock 79320 153480 D Stock Option 19.925 2004-01-16 2013-01-16 Common Stock 153060 306540 D Stock Option 24.80 2004-11-20 2013-11-20 Common Stock 246940 553480 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 154940 708420 D Stock Option 32.47 2005-03-22 2015-03-22 Common Stock 245060 953480 D Stock Option 33.54 2005-11-20 2015-05-12 Common Stock 264694 1218174 D Stock Option 36.24 2007-01-25 2016-01-25 Common Stock 154940 1373114 D Stock Option 23.37 2009-02-21 2018-02-21 Common Stock 154970 1528084 D Stock Option 23.37 2009-02-21 2018-02-21 Common Stock 100000 1628084 D Dividend Reinvestment. Transferred from individual direct ownership account to the Trust account as indirect ownership ESOP earning allocation. The option is fully exercisable. The option vests in 5 equal annual installments beginning 1/25/07. The option vests in 5 equal annual installments beginning 2/21/09. Dunson K. Cheng 2011-02-10 -----END PRIVACY-ENHANCED MESSAGE-----