-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J6QnMmAnxeNrnHL73dN4v7ziwe0gCzk6JCLaYQ2GmbwAxksXaCvW6F9chCde2prK oWRnbCdxzbz+wYl8YgEtvg== 0001262063-11-000015.txt : 20110210 0001262063-11-000015.hdr.sgml : 20110210 20110210181412 ACCESSION NUMBER: 0001262063-11-000015 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110210 DATE AS OF CHANGE: 20110210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TARTAGLIA THOMAS G CENTRAL INDEX KEY: 0001185634 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18630 FILM NUMBER: 11594111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 5 1 edgar.xml PRIMARY DOCUMENT X0303 5 2010-12-31 0 0 0000861842 CATHAY GENERAL BANCORP CATY 0001185634 TARTAGLIA THOMAS G 777 NORTH BROADWAY LOS ANGELES CA 90012 1 0 0 0 Common Stock 2010-12-31 5 J 0 43.75 10.4285 A 11197 I By ESOP Common Stock 68462 I T. Tartaglia Trust Stock Option 15.0475 2005-01-18 2011-01-18 Common Stock 800 800 D Stock Option 16.275 2005-02-21 2012-01-21 Common Stock 1200 2000 D Stock Option 19.925 2005-01-16 2013-01-16 Common Stock 3040 5040 D Stock Option 24.80 2004-11-20 2013-11-20 Common Stock 11000 16040 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 3500 19540 D Stock Option 36.24 2007-01-25 2016-01-25 Common Stock 3500 23040 D Stock Option 23.37 2009-02-21 2018-02-21 Common Stock 3500 26540 D ESOP Earning Allocation. 468 shares were distributed from ESOP to the reporting person on 12/6/10, and subsequently transferred to his Trust account on 12/16/10. The option is fully exercisable. The option vests in 5 equal annual installments beginning 1/25/07. The option vests in 5 equal annual installments beginning 2/21/09. Thomas G. Tartaglia 2011-02-10 -----END PRIVACY-ENHANCED MESSAGE-----