-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CohW4DxaI8eK6Aib34LrsqT1WLT80Bu/MgjfK5zmt7AJ94AQeHp/vA2F7qsb3ocT j2KpYS2NOlEixNV5c/MXbQ== 0001262063-11-000014.txt : 20110210 0001262063-11-000014.hdr.sgml : 20110210 20110210181334 ACCESSION NUMBER: 0001262063-11-000014 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110210 DATE AS OF CHANGE: 20110210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANG ANTHONY M CENTRAL INDEX KEY: 0001185633 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18630 FILM NUMBER: 11594106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 5 1 edgar.xml PRIMARY DOCUMENT X0303 5 2010-12-31 0 0 0000861842 CATHAY GENERAL BANCORP CATY 0001185633 TANG ANTHONY M 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 0 0 Senior EVP Common Stock 350584 D Common Stock 2010-12-31 5 J 0 334.6 10.4285 A 88520 I By ESOP Common Stock 2010-03-10 5 J 0 280.465 9.3131 A 262200.53 I By spouse Common Stock 2010-06-10 5 J 0 249.523 10.4792 A 262200.53 I By spouse Common Stock 2010-09-10 5 J 0 277.083 9.4459 A 262200.53 I By spouse Common Stock 2010-12-10 5 J 0 193.579 13.5349 A 262200.53 I By spouse Stock Option 15.0475 2002-01-18 2011-01-18 Common Stock 26360 26360 D Stock Option 16.275 2003-02-21 2012-02-21 Common Stock 26000 52360 D Stock Option 19.925 2004-01-16 2013-01-16 Common Stock 47500 99860 D Stock Option 24.80 2004-11-20 2013-11-20 Common Stock 105140 205000 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 39820 244820 D Stock Option 36.24 2007-01-25 2016-01-25 Common Stock 42690 287510 D Stock Option 23.37 2009-02-21 2018-02-21 Common Stock 44000 331510 D ESOP Earning Allocation. Dividend Reinvestment. The option is fully exercisable. The option vests in 5 equal annual installments beginning 1/25/07. The option vests in 5 equal annual installments beginning 2/21/09. Anthony M. Tang 2011-02-10 -----END PRIVACY-ENHANCED MESSAGE-----