-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B0juf0y9zU7BbjBsjL+yzn8QAZiKoOSBqKNWqfB/y0QIGX7+L3gTOG8+1YGZsPiS JMbOT7sTACYam5GgI3AsLQ== 0001262063-11-000008.txt : 20110119 0001262063-11-000008.hdr.sgml : 20110119 20110119183821 ACCESSION NUMBER: 0001262063-11-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110118 FILED AS OF DATE: 20110119 DATE AS OF CHANGE: 20110119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHENG DUNSON K CENTRAL INDEX KEY: 0001185628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18630 FILM NUMBER: 11536893 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-01-18 0000861842 CATHAY GENERAL BANCORP CATY 0001185628 CHENG DUNSON K 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 0 0 Chairman, President, & CEO Common Stock 2011-01-18 4 M 0 74160 15.0475 A 74160 D Common Stock 101550 I By ESOP Common Stock 628029 I Husband & Wife Trust Stock Option 15.0475 2011-01-18 4 M 0 74160 0 A 2002-01-18 2011-01-18 Common Stock 0 0 D Stock Option 16.275 2003-02-21 2012-02-21 Common Stock 79320 79320 D Stock Option 19.925 2004-01-16 2013-01-16 Common Stock 153060 232380 D Stock Option 24.80 2004-11-20 2013-11-20 Common Stock 246940 479320 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 154940 634260 D Stock Option 32.47 2005-03-22 2015-03-22 Common Stock 245060 879320 D Stock Option 33.54 2005-11-20 2015-05-12 Common Stock 264694 1144014 D Stock Option 36.24 2007-01-25 2016-01-25 Common Stock 154940 1298954 D Stock Option 23.37 2009-02-21 2018-02-21 Common Stock 154970 1453924 D Stock Option 23.37 2009-02-21 2018-02-21 Common Stock 100000 1553924 D 388,721 shares were transferred to the Trust account on 11/18/10 as indirect ownership. The option is fully exercisable. The option vests in 5 equal annual installments beginning 1/25/07. The option vests in 5 equal annual installments beginning 2/21/09. The option vests in 2 equal annual installments beginning 2/21/09 Dunson K. Cheng 2011-01-19 -----END PRIVACY-ENHANCED MESSAGE-----