-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DyuQQ1V5zFkwvDLAZbk+8nzzUi5fYSWMSi5kypzCi+dGviDUjRnToJMOBvvzkrqM zSTgTEYQPMgJZqN3ACzrlQ== 0001262063-11-000005.txt : 20110112 0001262063-11-000005.hdr.sgml : 20110112 20110112190614 ACCESSION NUMBER: 0001262063-11-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110111 FILED AS OF DATE: 20110112 DATE AS OF CHANGE: 20110112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TARTAGLIA THOMAS G CENTRAL INDEX KEY: 0001185634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18630 FILM NUMBER: 11526299 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-01-11 0000861842 CATHAY GENERAL BANCORP CATY 0001185634 TARTAGLIA THOMAS G 777 NORTH BROADWAY LOS ANGELES CA 90012 1 0 0 0 Common Stock 68462 I T. Tartaglia Trust Common Stock 11153 I By ESOP Common Stock 2011-01-11 4 M 0 800 15.0475 A 800 D Stock Option 15.0475 2011-01-11 4 M 0 800 0 D 2005-01-18 2011-01-18 Common Stock 0 0 D Stock Option 16.275 2005-02-21 2012-02-21 Common Stock 1200 1200 D Stock Option 19.925 2005-01-16 2013-01-16 Common Stock 3040 4240 D Stock Option 24.80 2004-11-20 2013-11-20 Common Stock 11000 15240 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 3500 18740 D Stock Option 36.24 2007-01-25 2016-01-25 Common Stock 3500 22240 D Stock Option 23.37 2009-02-21 2018-02-21 Common Stock 3500 25740 D 468 shares was distributed from ESOP to the reporting person on 12/6/10, and subquently transferred to his Trust account. The option is fully exercisable. The option vests in 5 equal annual installments beginning 1/25/07. The option vests in 5 equal annual installments beginning 2/21/09. Thomas G. Tartaglia 2011-01-12 -----END PRIVACY-ENHANCED MESSAGE-----