-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JdYniU8u0Wc7MEXsQUCn16DaMErfcVCMqCrC3bW6mlp0XqPXmucCdVj9HpEgQDv8 3C+ReIU143iuNGrg8ofxhg== 0001262063-10-000008.txt : 20100212 0001262063-10-000008.hdr.sgml : 20100212 20100212180207 ACCESSION NUMBER: 0001262063-10-000008 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANG ANTHONY M CENTRAL INDEX KEY: 0001185633 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18630 FILM NUMBER: 10601583 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 5 1 edgar.xml PRIMARY DOCUMENT X0303 5 2009-12-31 0 0 0000861842 CATHAY GENERAL BANCORP CATY 0001185633 TANG ANTHONY M 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 0 0 Senior EVP Common Stock 350584 D Common Stock 2009-12-31 5 J 0 1405 11.8101 A 88185 I By ESOP Common Stock 2009-01-21 5 J 0 1452.864 18.5984 A 328721.88 I By spouse Common Stock 2009-05-14 5 J 0 1783.519 11.6083 A 328721.88 I By spouse Common Stock 2009-08-20 5 J 0 273.344 9.533 A 328721.88 I By spouse Common Stock 2009-12-08 5 J 0 347.779 7.50 A 328721.88 I By spouse Stock Option 15.0475 2002-01-18 2011-01-18 Common Stock 26360 26360 D Stock Option 16.275 2003-02-21 2012-02-21 Common Stock 26000 52360 D Stock Option 19.925 2004-01-16 2013-01-16 Common Stock 47500 99860 D Stock Option 24.80 2004-11-20 2013-11-20 Common Stock 105140 205000 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 39820 244820 D Stock Option 36.24 2007-01-25 2016-01-25 Common Stock 42690 287510 D Stock Option 23.37 2009-02-21 2018-02-21 Common Stock 44000 331510 D ESOP Earning Allocation. Dividend Reinvestment. The option is fully exercisable. The option vests in 5 equal annual installments beginning 2/17/06. The option vests in 5 equal annual installments beginning 1/25/07. The option vests in 5 equal annual installments beginning 2/21/09. The reporting person no longer has a reportable beneficial interest in 80,322 shares transferred from the UGMA custodian to beneficiary since the reporting person's last report. Anthony M. Tang 2010-02-12 -----END PRIVACY-ENHANCED MESSAGE-----