-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MnO4D5OhNWbgsfuusiTrKVbD9qKdY1wC3o7648FFmFl1+VyvqKs8rFjbvwXLI1OC OtQkfBTiNwBeQNBk/Bdyjw== 0001262063-10-000006.txt : 20100212 0001262063-10-000006.hdr.sgml : 20100212 20100212180026 ACCESSION NUMBER: 0001262063-10-000006 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHENG DUNSON K CENTRAL INDEX KEY: 0001185628 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18630 FILM NUMBER: 10601571 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 5 1 edgar.xml PRIMARY DOCUMENT X0303 5 2009-12-31 0 0 0000861842 CATHAY GENERAL BANCORP CATY 0001185628 CHENG DUNSON K 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 0 0 Chairman, President & CEO Common Stock 2009-01-21 5 J 0 435.746 18.5984 A 395979.62 D Common Stock 2009-05-14 5 J 0 534.916 11.6083 A 395979.62 D Common Stock 2009-08-20 5 J 0 81.982 9.533 A 395979.62 D Common Stock 2009-12-08 5 J 0 104.306 7.5005 A 395979.62 D Common Stock 2009-12-31 5 J 0 1619 11.8101 A 101550 I By ESOP Common Stock 239308 I Husband & Wife Trust Stock Option 10.625 2001-01-20 2010-01-20 Common Stock 73320 73320 D Stock Option 15.0475 2002-01-18 2011-01-18 Common Stock 74160 147480 D Stock Option 16.275 2003-02-21 2012-02-21 Common Stock 79320 226800 D Stock Option 19.925 2004-01-16 2013-01-16 Common Stock 153060 379860 D Stock Option 24.80 2004-11-20 2013-11-20 Common Stock 246940 626800 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 154940 781740 D Stock Option 32.47 2005-03-22 2015-03-22 Common Stock 245060 1026800 D Stock Option 33.54 2005-11-20 2015-05-12 Common Stock 264694 1291494 D Stock Option 36.24 2007-01-25 2016-01-25 Common Stock 154940 1446434 D Stock Option 23.37 2009-02-21 2018-02-21 Common Stock 154970 1601404 D Stock Option 23.37 2009-02-21 2018-02-21 Common Stock 100000 1701404 D Dividend Reinvestment. ESOP earning allocation. The option is fully exercisable. The option vests in 5 equal annual installments beginning 2/17/06. The option vests in 5 equal annual installments beginning 1/25/07. The option vests in 5 equal annual installments beginning 2/21/09. The option vests in 2 equal annual installments beginning 2/21/09. Dunson K. Cheng 2010-02-12 -----END PRIVACY-ENHANCED MESSAGE-----