-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ONV40NsxxutTaktCqmZTRgv405rSoNkYg+N1dSPIXQKq6cj9iriUjK7zI7btnbbk 9XjI3lzFt0CuT9G12zsKFA== 0001262063-09-000015.txt : 20091125 0001262063-09-000015.hdr.sgml : 20091125 20091125165122 ACCESSION NUMBER: 0001262063-09-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091124 FILED AS OF DATE: 20091125 DATE AS OF CHANGE: 20091125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WU PETER CENTRAL INDEX KEY: 0001186026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18630 FILM NUMBER: 091208885 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-11-24 0000861842 CATHAY GENERAL BANCORP CATY 0001186026 WU PETER 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 0 0 Executive Vice Chairman/COO Common Stock 54132 D Common Stock 2009-11-24 4 P 0 50000 7.90 A 820167 I Wu Trust Stock Option 22.0075 2002-01-01 2011-01-17 Common Stock 406674 406674 D Stock Option 28.695 2005-02-19 2014-02-19 Common Stock 100000 506674 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 72170 578844 D Stock Option 36.24 2007-01-25 2016-01-25 Common Stock 72170 651014 D Stock Option 23.37 2009-02-21 2018-02-21 Common Stock 72230 723244 D The option is fully exercisable. The option vests in 5 equal annual installments beginning 2/17/06. The option vests in 5 equal annual installments beginning 1/25/07. The option vests in 5 equal annual installments beginning 2/21/09. Peter Wu 2009-11-25 -----END PRIVACY-ENHANCED MESSAGE-----