-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sz22ns1wh/7jhYlEOH6/22qNR6TAOMFW3YqCV/5gq7oZPEJiBzJUEN8o4DaJrmLw 2cdKKgBT9+CLmJF25eTZWA== 0001262063-09-000006.txt : 20090213 0001262063-09-000006.hdr.sgml : 20090213 20090213131828 ACCESSION NUMBER: 0001262063-09-000006 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090213 DATE AS OF CHANGE: 20090213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHANG MICHAEL M Y CENTRAL INDEX KEY: 0001185627 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18630 FILM NUMBER: 09601009 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 5 1 edgar.xml PRIMARY DOCUMENT X0303 5 2008-12-31 0 0 0000861842 CATHAY GENERAL BANCORP CATY 0001185627 CHANG MICHAEL M Y 777 NORTH BROADWAY LOS ANGELES CA 90012 1 0 0 0 Common Stock 2008-01-23 5 J 0 156.85 22.5979 A 110403.59 D Common Stock 2008-04-22 5 J 0 204.547 17.409 A 110403.59 D Common Stock 2008-07-22 5 J 0 311.517 11.50 A 110403.59 D Common Stock 2008-10-21 5 J 0 177.581 20.3578 A 110403.59 D Common Stock 132944 I As custodian for children Common Stock 136000 I Spouse as custodian for children Common Stock 208812 I Family Trust Stock Option 19.925 2004-01-16 2013-01-16 Common Stock 3800 3800 D Stock Option 24.80 2004-11-20 2013-11-20 Common Stock 11000 14800 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 3500 18300 D Stock Option 36.24 2007-01-25 2016-01-25 Common Stock 3500 21800 D Stock Option 23.37 2009-02-21 2018-02-21 Common Stock 3500 25300 D Dividend Reinvestment. The option is fully exercisable The option vests in 5 equal annual installments beginning 2/17/06. The option vests in 5 equal annual installments beginning 1/25/07. The option vests in 5 equal annual installments beginning 2/21/09. Michael M.Y. Chang 2009-02-13 -----END PRIVACY-ENHANCED MESSAGE-----