-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vbz+kttiVWSOs0E06JMk/x0eq1Tio1famag4Jzdm1FT2o3nyupQ4/QpF76mhr9KJ D5aOwHSu6ywPT2EOiHnA3Q== 0001262063-08-000077.txt : 20081208 0001262063-08-000077.hdr.sgml : 20081208 20081208163753 ACCESSION NUMBER: 0001262063-08-000077 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081203 FILED AS OF DATE: 20081208 DATE AS OF CHANGE: 20081208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIU TING Y CENTRAL INDEX KEY: 0001186009 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-18630 FILM NUMBER: 081236170 BUSINESS ADDRESS: STREET 1: 20150 VIA GALILEO CITY: NORTHRIDGE STATE: CA ZIP: 91326 BUSINESS PHONE: 818-718-9781 MAIL ADDRESS: STREET 1: CATHAY GENERAL BANCORP STREET 2: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 4/A 1 edgar.xml PRIMARY DOCUMENT X0303 4/A 2008-12-03 2008-12-05 0000861842 CATHAY GENERAL BANCORP CATY 0001186009 LIU TING Y 777 NORTH BROADWAY LOS ANGELES CA 90012 1 0 0 0 Common Stock 5644 D Common Stock 2008-12-04 4 S 0 1000 20.00 D 378664 I By Family Trust Common Stock 2008-12-05 4 S 0 2000 20.00 D 376664 I By Family Trust Stock Option 11.0595 2001-01-01 2009-12-31 Common Stock 5120 5120 D Stock Option 21.0935 2002-01-01 2010-12-31 Common Stock 5120 10240 D Stock Option 17.285 2003-01-01 2011-12-31 Common Stock 5120 15360 D Stock Option 11.3435 2004-01-01 2012-12-31 Common Stock 5120 20480 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 3500 23980 D Stock Option 36.24 2007-01-25 2016-01-25 Common Stock 3500 27480 D Stock Option 23.37 2009-02-21 2018-02-21 Common Stock 3500 30980 D The option is fully exercisable. The option vests in 5 equal annual installments beginning 02/17/06. The option vests in 5 equal annual installments beginning 01/25/07. The option vests in 5 equal annual installments beginning 02/21/09. Ting Y. Liu 2008-12-08 -----END PRIVACY-ENHANCED MESSAGE-----