-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VeRazgaJSQAfCjCvuYtOSsiM+fEU5mcVwPiwULukE+v4UYs00EslVq6RGM2IFQE0 P7r/SwtNm5XklOxxc7uKHw== 0001262063-08-000073.txt : 20081205 0001262063-08-000073.hdr.sgml : 20081205 20081205171939 ACCESSION NUMBER: 0001262063-08-000073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080430 FILED AS OF DATE: 20081205 DATE AS OF CHANGE: 20081205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHEN HENG W CENTRAL INDEX KEY: 0001207193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18630 FILM NUMBER: 081233760 BUSINESS ADDRESS: STREET 1: CATHAY BANCORP, INC. STREET 2: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254752 MAIL ADDRESS: STREET 1: C/O CATHAY BANCORP, INC. STREET 2: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2008-04-30 0000861842 CATHAY GENERAL BANCORP CATY 0001207193 CHEN HENG W 777 NORTH BROADWAY LOS ANGELES CA 90012 0 1 0 0 EVP/CFO Common Stock 29844 D Common Stock 2008-04-30 4 P 0 700 17.20 A 700 I By Chen Trust U/A dated 11/22/1988 Common Stock 2008-05-06 4 P 0 500 17.00 A 1200 I By Chen Trust U/A dated 11/22/1988 Common Stock 2008-09-16 4 S 0 600 25.50 D 600 I By Chen Trust U/A dated 11/22/1988 Common Stock 2008-09-18 4 S 0 500 26.50 D 100 I By Chen Trust U/A dated 11/22/1988 Stock Option 24.80 2007-11-20 2013-11-20 Common Stock 19896 19896 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 40100 59996 D Stock Option 36.24 2007-01-25 2016-01-25 Common Stock 45000 104996 D Stock Option 23.37 2009-02-21 2018-02-21 Common Stock 44000 148996 D The reporting person holds a contingent remainder interest in the Trust and he shared investment control with the trustee at the time of the transactions reported. The reporting person did not exercise his shared investment control over these transactions and has terminated and disclaimed all further investment control with respect to the Trust. The reporting person has elected to report the entire amount of the Trust's interest, rather than only his proportionate interest, in the transactions conducted by the Trust and its holdings. The reporting person disclaims beneficial ownership of the reported securities held by the Trust. The option is fully exercisable. The option vests in 5 equal annual installments beginning 1/25/07. The option vests in 5 equal annual installments beginning 2/17/06. The option vests in 5 equal annual installments beginning 2/21/09. Heng W. Chen 2008-12-05 -----END PRIVACY-ENHANCED MESSAGE-----