-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bd5v41D83kBskSTbM7emmCTrz71Jh4IV7jlszxMmIt6ChwsgF9xgHqEZg/W7wteP zTU2rjYEzjaaU6zIpazBYQ== 0001262063-08-000072.txt : 20081205 0001262063-08-000072.hdr.sgml : 20081205 20081205171908 ACCESSION NUMBER: 0001262063-08-000072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081203 FILED AS OF DATE: 20081205 DATE AS OF CHANGE: 20081205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIU TING Y CENTRAL INDEX KEY: 0001186009 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18630 FILM NUMBER: 081233748 BUSINESS ADDRESS: STREET 1: 20150 VIA GALILEO CITY: NORTHRIDGE STATE: CA ZIP: 91326 BUSINESS PHONE: 818-718-9781 MAIL ADDRESS: STREET 1: CATHAY GENERAL BANCORP STREET 2: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2008-12-03 0000861842 CATHAY GENERAL BANCORP CATY 0001186009 LIU TING Y 777 NORTH BROADWAY LOS ANGELES CA 90012 1 0 0 0 Common Stock 5644 D Common Stock 2008-12-03 4 S 0 1000 20.00 D 378664 I By Family Trust Common Stock 2008-12-05 4 S 0 2000 20.00 D 376664 I By Family Trust Stock Option 11.0595 2001-01-01 2009-12-31 Common Stock 5120 5120 D Stock Option 21.0935 2002-01-01 2010-12-31 Common Stock 5120 10240 D Stock Option 17.285 2003-01-01 2011-12-31 Common Stock 5120 15360 D Stock Option 11.3435 2004-01-01 2012-12-31 Common Stock 5120 20480 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 3500 23980 D Stock Option 36.24 2007-01-25 2016-01-25 Common Stock 3500 27480 D Stock Option 23.37 2009-02-21 2018-02-21 Common Stock 3500 30980 D The option is fully exercisable. The option vests in 5 equal annual installments beginning 02/17/06. The option vests in 5 equal annual installments beginning 01/25/07. The option vests in 5 equal annual installments beginning 02/21/09. Ting Y. Liu 2008-12-05 -----END PRIVACY-ENHANCED MESSAGE-----