-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ln1gcu4baJMv2ZBlENtGdz5DuJXt7p3x+L007PwbN6ZShUAXQxT3TUTF9B9w7Udw ywKfjDa+RAXuIT2o1q+Cow== 0001262063-08-000067.txt : 20080812 0001262063-08-000067.hdr.sgml : 20080812 20080812164320 ACCESSION NUMBER: 0001262063-08-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080812 FILED AS OF DATE: 20080812 DATE AS OF CHANGE: 20080812 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POON JOSEPH C H CENTRAL INDEX KEY: 0001185632 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18630 FILM NUMBER: 081010224 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2008-08-12 0000861842 CATHAY GENERAL BANCORP CATY 0001185632 POON JOSEPH C H 777 NORTH BROADWAY LOS ANGELES CA 90012 1 0 0 0 Common Stock 2008-08-12 4 M 0 2000 8.25 A 2000 D Common Stock 2008-08-12 5 J 0 2000 0 D 0 D Common Stock 2008-08-12 5 J 0 2000 0 A 48440 I Trustee of the Poon Family Trust Stock Option 8.25 2008-08-12 4 M 0 2000 0 D 1999-09-17 2008-09-17 Common Stock 0 0 D Stock Option 10.625 2001-01-20 2010-01-20 Common Stock 2000 2000 D Stock Option 15.0475 2002-01-18 2011-01-18 Common Stock 2000 4000 D Stock Option 16.275 2003-02-21 2012-02-21 Common Stock 2000 6000 D Stock Option 19.925 2004-01-16 2013-01-16 Common Stock 3800 9800 D Stock Option 24.80 2004-11-20 2013-11-20 Common Stock 11000 20800 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 3500 24300 D Stock Option 36.24 2007-01-25 2016-01-25 Common Stock 3500 27800 D Stock Option 23.37 2009-02-21 2018-02-21 Common Stock 3500 31300 D Transfer title from indiividual name to the Poon Family Trust. The option is fully exercisable. The option vests in 5 equal annual installments beginning 11/20/04. The option vests in 5 equal annual installments beginning 2/17/06. The option vests in 5 equal annual installments beginning 1/25/07. The option vests in 5 equal annual installments beginning 2/21/09. Joseph C.H. Poon 2008-08-12 -----END PRIVACY-ENHANCED MESSAGE-----