-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CaZDyWYT+2z+PcsmSjOkEWBihYayxoirhRS48Y33hGpB6WGInPvUUwAdRXmIduSr 645RCWGo1qKMhE6C6wQ/DQ== 0001262063-08-000055.txt : 20080521 0001262063-08-000055.hdr.sgml : 20080521 20080521141045 ACCESSION NUMBER: 0001262063-08-000055 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080521 DATE AS OF CHANGE: 20080521 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WONG IRWIN CENTRAL INDEX KEY: 0001185635 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-18630 FILM NUMBER: 08851412 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 5/A 1 edgar.xml PRIMARY DOCUMENT X0202 5/A 2007-12-31 2008-02-08 0 1 0000861842 CATHAY GENERAL BANCORP CATY 0001185635 WONG IRWIN 777 NORTH BROADWAY LOS ANGELES CA 90012 0 1 0 0 EVP - Branch Administration Common Stock 2007-01-23 5 J 0 12.777 32.3829 A 10266.69 D Common Stock 2007-04-24 5 J 0 15.114 32.0283 A 10266.69 D Common Stock 2007-07-24 5 J 0 15.36 31.6186 A 10266.69 D Common Stock 2007-10-23 5 J 0 16.083 30.2974 A 10266.69 D Common Stock 2007-10-12 4 W 0 L 370 0 A 10266.69 D Common Stock 2007-12-31 5 J 0 218 31.5818 A 15941 I By ESOP Stock Option 10.625 2005-01-20 2010-01-20 Common Stock 3576 3576 D Stock Option 15.0475 2005-01-18 2011-01-18 Common Stock 6448 10024 D Stock Option 16.275 2005-02-21 2012-02-21 Common Stock 11088 21112 D Stock Option 19.925 2005-01-16 2013-01-16 Common Stock 30064 51176 D Stock Option 24.80 2004-11-20 2013-11-20 Common Stock 143040 194216 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 32580 226796 D Stock Option 36.24 2007-01-25 2016-01-25 Common Stock 31000 257796 D Dividend Reinvestment. ESOP distribution of 5,240 shares to his individual IRA account on 4/3/07. ESOP Earning Allocation. The option is fully exercisable. The option vests in 4 equal annual installments beginning 1/16/05. The option vests in 5 equal annual installments beginning 11/20/04. The option vests in 5 equal annual installments beginning 2/17/06. The option vests in 5 equal annual installments beginning 1/25/07. Irwin Wong 2008-05-21 -----END PRIVACY-ENHANCED MESSAGE-----