-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LsQ+bU8FwzA1l8hSpAYejf8qB47mRH7bnQhDrVrYDQcJCJowDT9La90d0wV/ZtLS 9AZJBspoNebwPdm+Ane3tQ== 0001262063-07-000037.txt : 20071109 0001262063-07-000037.hdr.sgml : 20071109 20071109173207 ACCESSION NUMBER: 0001262063-07-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071108 FILED AS OF DATE: 20071109 DATE AS OF CHANGE: 20071109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHANG MICHAEL M Y CENTRAL INDEX KEY: 0001185627 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18630 FILM NUMBER: 071233119 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-11-08 0000861842 CATHAY GENERAL BANCORP CATY 0001185627 CHANG MICHAEL M Y 777 NORTH BROADWAY LOS ANGELES CA 90012 1 0 0 0 Common Stock 2007-11-08 4 M 0 400 15.0475 A 107953.09 D Common Stock 2007-11-08 4 M 0 1600 16.275 A 109553.09 D Common Stock 132944 I As custodian for children Common Stock 136000 I Spouse as custodian for children Common Stock 208812 I Family Trust Stock Option 15.0475 2007-11-08 4 M 0 400 0 D 2006-01-18 2011-01-18 Common Stock 0 0 D Stock Option 16.275 2007-11-08 4 M 0 1600 0 D 2004-02-21 2012-02-21 Common Stock 0 0 D Stock Option 19.925 2004-01-16 2013-01-16 Common Stock 3800 3800 D Stock Option 24.80 2004-11-20 2013-11-20 Common Stock 11000 14800 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 3500 18300 D Stock Option 36.24 2007-01-25 2016-01-25 Common Stock 3500 21800 D Includes 404.633 shares acquired through dividend reinvestment year-to-date. The option vests in 5 equal annual installments beginning 1/16/04. The option vests in 5 equal annual installments beginning 11/20/04. The option vests in 5 equal annual installments beginning 2/17/06. The option vests in 5 equal annual installments beginning 1/25/07. Michael M.Y. Chang 2007-11-09 -----END PRIVACY-ENHANCED MESSAGE-----