-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PIXPm8xb3VBB1u05uAfrZv1bPlzYKHbW2Y+c16oXhU2yX9SJ4pIUPkunt0B9DGKa HbuyTyY5H3AWMhtp92LRxA== 0001262063-07-000033.txt : 20071023 0001262063-07-000033.hdr.sgml : 20071023 20071023173634 ACCESSION NUMBER: 0001262063-07-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070815 FILED AS OF DATE: 20071023 DATE AS OF CHANGE: 20071023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHENG DUNSON K CENTRAL INDEX KEY: 0001185628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18630 FILM NUMBER: 071186374 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-08-15 0000861842 CATHAY GENERAL BANCORP CATY 0001185628 CHENG DUNSON K 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 0 0 Chairman, President, & CEO Common Stock 2007-10-22 5 M 0 20000 8.25 A 412665.857 D Common Stock 96104 I By ESOP Common Stock 239308 I Husband & Wife Trust Stock Option 8.25 2007-10-22 5 M 0 20000 0 D 1999-09-17 2008-09-17 Common Stock 0 0 D Stock Option 10.625 2001-01-20 2010-01-20 Common Stock 73320 73320 D Stock Option 15.0475 2002-01-18 2011-01-18 Common Stock 74160 147480 D Stock Option 16.275 2003-02-21 2012-02-21 Common Stock 79320 226800 D Stock Option 19.925 2004-01-16 2013-01-16 Common Stock 153060 379860 D Stock Option 24.80 2004-11-20 2013-11-20 Common Stock 246940 626800 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 154940 781740 D Stock Option 32.47 2005-03-22 2015-03-22 Common Stock 245060 1026800 D Stock Option 33.54 2005-11-20 2015-05-12 Common Stock 264694 1291494 D Stock Option 36.24 2007-01-25 2016-01-25 Common Stock 154940 1446434 D Includes 732.33 shares acquired through dividend reinvestment year-to-date. The option is fully exercisable. The option vests in 5 equal annual installments beginning 1/16/04. The option vests in 5 equal annual installments beginning 11/20/04. The option vests in 5 equal annual installments beginning 2/17/06. 40% exercisable immediately; the rest of the option vests in 3 equal annual installments beginning 11/20/06. 40% exercisable immediately; the rest of the option vests in 3 equal annual installments beginning 11/20/06. The option vests in 5 equal annual installments beginning 1/25/07. Dunson K. Cheng 2007-10-23 -----END PRIVACY-ENHANCED MESSAGE-----