-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HnDJ3DUMBg11JSQscQ8yCkAaFx031BZPLplWKeJrVj8TuNseld5d2uqInYHt4Q1W JyDHCCxN2HQUz2OzrL9T7g== 0001262063-07-000016.txt : 20070226 0001262063-07-000016.hdr.sgml : 20070226 20070226122654 ACCESSION NUMBER: 0001262063-07-000016 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061229 FILED AS OF DATE: 20070226 DATE AS OF CHANGE: 20070226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAN KELLY L CENTRAL INDEX KEY: 0001185626 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18630 FILM NUMBER: 07648167 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 5 1 edgar.xml PRIMARY DOCUMENT X0202 5 2006-12-29 0 0 0000861842 CATHAY GENERAL BANCORP CATY 0001185626 CHAN KELLY L 777 N. BROADWAY LOS ANGELES CA 90012 1 0 0 0 Common Stock 90680 D Common Stock 9800 I By Spouse Common Stock 58288 I Living Trust Common Stock 13184 I As custodian for children Common Stock 2006-12-22 5 G 0 3588 0 D 27096 I Partner - Chansons Properties Common Stock 200000 I Trustee - WHFC Trust Stock Option 10.625 2001-01-20 2010-01-20 Common Stock 2000 2000 D Stock Option 15.0475 2002-01-18 2011-01-18 Common Stock 2000 4000 D Stock Option 16.275 2003-02-21 2012-02-21 Common Stock 2000 6000 D Stock Option 19.925 2004-01-16 2013-01-16 Common Stock 3800 9800 D Stock Option 24.80 2004-11-20 2013-11-20 Common Stock 11000 20800 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 3500 24300 D Stock Option 36.24 2007-01-25 2016-01-25 Common Stock 3500 27800 D The option is fully exercisable. The option vests in 5 equal annual installments beginning 2/21/03. The option vests in 5 equal annual installments beginning 1/16/04. The option vests in 5 equal annual installments beginning 11/20/04. The option vests in 5 equal annual installments beginning 2/17/06. The option vests in 5 equal annual installments beginning 1/25/07. Kelly L. Chan 2007-02-26 -----END PRIVACY-ENHANCED MESSAGE-----