-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PN5zk6Lln66i3nwpbAZDzUBZGXXz14psAF3GQNRb/8baGy893PRM+SytvxvOH7WL j5bHT3UNPiaPCR2kpDGHHA== 0001262063-07-000012.txt : 20070213 0001262063-07-000012.hdr.sgml : 20070213 20070213184649 ACCESSION NUMBER: 0001262063-07-000012 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070213 DATE AS OF CHANGE: 20070213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WONG IRWIN CENTRAL INDEX KEY: 0001185635 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18630 FILM NUMBER: 07612666 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 5 1 edgar.xml PRIMARY DOCUMENT X0202 5 2006-12-31 0 0 0000861842 CATHAY GENERAL BANCORP CATY 0001185635 WONG IRWIN 777 NORTH BROADWAY LOS ANGELES CA 90012 0 1 0 0 EVP - Branch Administration Common Stock 2006-01-24 5 J 0 11.782 34.758 A 4597.36 D Common Stock 2006-04-25 5 J 0 11.343 36.1944 A 4597.36 D Common Stock 2006-07-25 5 J 0 11.922 34.5242 A 4597.36 D Common Stock 2006-10-24 5 J 0 12.169 33.9124 A 4597.36 D Common Stock 2006-12-31 5 J 0 369 34.8472 A 20963 I By ESOP Stock Option 10.625 2005-01-20 2010-01-20 Common Stock 3576 3576 D Stock Option 15.0475 2005-01-18 2011-01-18 Common Stock 6448 10024 D Stock Option 16.275 2005-02-21 2012-02-21 Common Stock 11088 21112 D Stock Option 19.925 2005-01-16 2013-01-16 Common Stock 30064 51176 D Stock Option 24.80 2004-11-20 2013-11-20 Common Stock 143040 194216 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 32580 226796 D Stock Option 36.24 2007-01-25 2016-01-25 Common Stock 31000 257796 D Dividend Reinvestment. ESOP Earning Allocation. The option is fully exercisable. The option vests in 3 equal annual installments beginning 2/21/05. The option vests in 4 equal annual installments beginning 1/16/05. The option vests in 5 equal annual installments beginning 11/20/04. The option vests in 5 equal annual installments beginning 2/17/06. The option vests in 5 equal annual installments beginning 1/25/07. Irwin Wong 2007-02-13 -----END PRIVACY-ENHANCED MESSAGE-----