-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FaEFZYgBtPREbni4/cUL41rtLBcsc7jo3/msoGX8RaAHIpuGA4uTgxrJhOL5b9y4 xAj+wpKWTm+AqpaS80Ml9w== 0001262063-07-000009.txt : 20070213 0001262063-07-000009.hdr.sgml : 20070213 20070213184500 ACCESSION NUMBER: 0001262063-07-000009 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070213 DATE AS OF CHANGE: 20070213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TARTAGLIA THOMAS G CENTRAL INDEX KEY: 0001185634 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18630 FILM NUMBER: 07612652 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 5 1 edgar.xml PRIMARY DOCUMENT X0202 5 2006-12-31 0 0 0000861842 CATHAY GENERAL BANCORP CATY 0001185634 TARTAGLIA THOMAS G 777 NORTH BROADWAY LOS ANGELES CA 90012 1 0 0 0 Common Stock 2006-12-31 5 J 0 133 34.8472 A 13041 I By ESOP Common Stock 2006-01-24 5 J 0 166.192 34.758 A 64849.07 I T. Tartaglia Trust Common Stock 2006-04-25 5 J 0 160.009 36.1944 A 64849.07 I T. Tartaglia Trust Common Stock 2006-07-25 5 J 0 168.167 34.5242 A 64849.07 I T. Tartaglia Trust Common Stock 2006-10-24 5 J 0 171.647 33.9124 A 64849.07 I T. Tartaglia Trust Common Stock 882 D Stock Option 10.625 2005-01-20 2010-01-20 Common Stock 400 400 D Stock Option 15.0475 2005-01-18 2011-01-18 Common Stock 800 1200 D Stock Option 16.275 2005-02-21 2012-01-21 Common Stock 1200 2400 D Stock Option 19.925 2005-01-16 2013-01-16 Common Stock 3040 5440 D Stock Option 24.80 2004-11-20 2013-11-20 Common Stock 11000 16440 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 3500 19940 D Stock Option 36.24 2007-01-25 2016-01-25 Common Stock 3500 23440 D ESOP Earning Allocation. Distribution from ESOP on 11/20/06. Dividend Reinvestment. The option is fully exercisable. The option vests in 3 equal annual installments beginning 2/21/05. The option vests in 4 equal annual installments beginning 1/16/05. The option vests in 5 equal annual installments beginning 11/20/04. The option vests in 5 equal annual installments beginning 2/17/06. The option vests in 5 equal annual installments beginning 1/25/07. Thomas G. Tartaglia 2007-02-13 -----END PRIVACY-ENHANCED MESSAGE-----