-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, STyi/WtXzotQ79k/jr4yQGZBnmS67D/OOKdW80cMJ2W0IVxUEp1Iz2nKD0x9kxLM BeKh+7uAKyik3XbItv0L8w== 0001262063-06-000077.txt : 20061219 0001262063-06-000077.hdr.sgml : 20061219 20061219170951 ACCESSION NUMBER: 0001262063-06-000077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061215 FILED AS OF DATE: 20061219 DATE AS OF CHANGE: 20061219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WU PETER CENTRAL INDEX KEY: 0001186026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18630 FILM NUMBER: 061287237 BUSINESS ADDRESS: STREET 1: 800 WEST SIXTH STREET, 15TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-972-4217 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-12-15 0000861842 CATHAY GENERAL BANCORP CATY 0001186026 WU PETER 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 0 0 Executive Vice Chairman/COO Common Stock 34132 D Common Stock 2006-12-15 4 G 0 3235 0 D 776419 I Wu Trust Stock Option 22.0075 2002-01-01 2011-01-17 Common Stock 426674 426674 D Stock Option 28.695 2005-02-19 2014-02-19 Common Stock 100000 526674 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 72170 598844 D Stock Option 36.24 2007-01-25 2016-01-25 Common Stock 72170 670014 D The option is fully exercisable. The option vests in 5 equal annual installments beginning 2/19/05. The option vests in 5 equal annual installments beginning 2/17/06. The option vests in 5 equal annual installments beginning 1/25/07. Peter Wu 2006-12-19 -----END PRIVACY-ENHANCED MESSAGE-----