-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KriZZm5/peh1YRxLBX5PQzMGWc/bui2ogYPTsdfS8lGcthS4LuM/ECqhNfTonoTS TkAwPWgtlS5vUXht+Y7BeA== 0001262063-06-000072.txt : 20061204 0001262063-06-000072.hdr.sgml : 20061204 20061204143310 ACCESSION NUMBER: 0001262063-06-000072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061130 FILED AS OF DATE: 20061204 DATE AS OF CHANGE: 20061204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANG ANTHONY M CENTRAL INDEX KEY: 0001185633 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18630 FILM NUMBER: 061253807 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-11-30 0000861842 CATHAY GENERAL BANCORP CATY 0001185633 TANG ANTHONY M 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 0 0 EVP Common Stock 2006-11-30 4 M 0 10000 10.625 A 360584 D Common Stock 2006-11-30 4 S 0 10000 34.3242 D 350584 D Common Stock 2006-12-04 4 M 0 13000 10.625 A 363584 D Common Stock 2006-12-04 4 S 0 13000 34.7014 D 350584 D Common Stock 82441 I By ESOP Common Stock 247819.74 I By spouse Common Stock 80322 I As custodian for children Stock Option 10.625 2006-11-30 4 M 0 10000 0 D 2001-01-20 2010-01-20 Common Stock 13000 13000 D Stock Option 10.625 2006-12-04 4 M 0 13000 0 D 2001-01-20 2010-01-20 Common Stock 0 0 D Stock Option 15.0475 2002-01-18 2011-01-18 Common Stock 26360 26360 D Stock Option 16.275 2003-02-21 2012-02-21 Common Stock 26000 52360 D Stock Option 19.925 2004-01-16 2013-01-16 Common Stock 47500 99860 D Stock Option 24.80 2004-11-20 2013-11-20 Common Stock 105140 205000 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 39820 244820 D Stock Option 36.24 2007-01-25 2016-01-25 Common Stock 42690 287510 D Includes 2,545.17 shares acquired through dividend reinvestment year-to-date. The option is fully exercisable. The option vests in 5 equal annual installments beginning 2/21/03. The option vests in 5 equal annual installments beginning 1/16/04. The option vests in 5 equal annual installments beginning 11/20/04. The option vests in 5 equal annual installments beginning 2/17/06. The option vests in 5 equal annual installments beginning 1/25/07. Anthony M. Tang 2006-12-04 -----END PRIVACY-ENHANCED MESSAGE-----