-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KXPfrW41EdPNZtvnHdY+FLmS8J0oY0tFT+RpkZAQ5MlysAR7m5GQbB7J1ASdCAcX 32XU3L2dUqAbsb721gM+Sw== 0001262063-06-000064.txt : 20060804 0001262063-06-000064.hdr.sgml : 20060804 20060804135813 ACCESSION NUMBER: 0001262063-06-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060802 FILED AS OF DATE: 20060804 DATE AS OF CHANGE: 20060804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHENG DUNSON K CENTRAL INDEX KEY: 0001185628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18630 FILM NUMBER: 061005188 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-08-02 0000861842 CATHAY GENERAL BANCORP CATY 0001185628 CHENG DUNSON K 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 0 0 Chairman, President, & CEO Common Stock 2006-08-02 5 G 0 3000 0 D 356277.49 D Common Stock 94959 I By ESOP Common Stock 239308 I Husband & Wife Trust Stock Option 8.25 1999-09-17 2008-09-17 Common Stock 40000 40000 D Stock Option 10.625 2001-01-20 2010-01-20 Common Stock 73320 113320 D Stock Option 15.0475 2002-01-18 2011-01-18 Common Stock 74160 187480 D Stock Option 16.275 2003-02-21 2012-02-21 Common Stock 79320 266800 D Stock Option 19.925 2004-01-16 2013-01-16 Common Stock 153060 419860 D Stock Option 24.80 2004-11-20 2013-11-20 Common Stock 246940 666800 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 154940 821740 D Stock Option 32.47 2005-03-22 2015-03-22 Common Stock 245060 1066800 D Stock Option 33.54 2005-11-20 2015-05-12 Common Stock 264694 1331494 D Stock Option 36.24 2007-01-25 2016-01-25 Common Stock 154940 1486434 D Includes 616.36 shares acquired through dividend reinvestment year-to-date. Includes 1,093 shares from ESOP DR 2005 allocation, which was reported on Form 5 dated 2/9/06. The option is fully exercisable. The option vests in 5 equal annual installments beginning 2/21/03. The option vests in 5 equal annual installments beginning 1/16/04. The option vests in 5 equal annual installments beginning 11/20/04. The option vests in 5 equal annual installments beginning 2/17/06. 40% exercisable immediately; the rest of the option vests in 3 equal annual installments beginning 11/20/06. 40% exercisable immediately; the rest of the option vests in 3 equal annual installments beginning 11/20/06. The option vests in 5 equal annual installments beginning 1/25/07. Dunson K. Cheng 2006-08-04 -----END PRIVACY-ENHANCED MESSAGE-----