-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RPdNBszsKbgWBDNmG8ZAY9Qj2Q9DMD+wiuikxx8PfXW/T6nMJuGZdsRtaSc4uERI JRKBeyPhXtnfwlrIGKiVaw== 0001262063-06-000047.txt : 20060208 0001262063-06-000047.hdr.sgml : 20060208 20060208180120 ACCESSION NUMBER: 0001262063-06-000047 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051230 FILED AS OF DATE: 20060208 DATE AS OF CHANGE: 20060208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TARTAGLIA THOMAS G CENTRAL INDEX KEY: 0001185634 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18630 FILM NUMBER: 06590209 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 5 1 edgar.xml PRIMARY DOCUMENT X0202 5 2005-12-30 0 0 0000861842 CATHAY GENERAL BANCORP CATY 0001185634 TARTAGLIA THOMAS G 777 NORTH BROADWAY LOS ANGELES CA 90012 1 0 0 0 Common Stock 2005-12-30 5 J 0 155 32.1909 A 13790 I By ESOP Common Stock 2005-01-25 5 J 0 170.162 32.992 A 63348.054 I T. Tartaglia Trust Common Stock 2005-04-26 5 J 0 186.028 30.26 A 63348.054 I T. Tartaglia Trust Common Stock 2005-07-20 5 J 0 171.578 32.9061 A 63348.054 I T. Tartaglia Trust Common Stock 2005-10-25 5 J 0 173.635 32.6053 A 63348.054 I T. Tartaglia Trust Common Stock 835 D Stock Option 10.625 2005-01-20 2010-01-20 Common Stock 400 400 D Stock Option 15.0475 2005-01-18 2011-01-18 Common Stock 800 1200 D Stock Option 16.275 2005-02-21 2012-01-21 Common Stock 1200 2400 D Stock Option 19.925 2005-01-16 2013-01-16 Common Stock 3040 5440 D Stock Option 24.80 2004-11-20 2013-11-20 Common Stock 11000 16440 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 3500 19940 D ESOP Earning Allocation. Distribution from ESOP on 12/19/05. Dividend Reinvestment. 583 shares transferred from his direct ownings. The option is fully exercisable. The option vests in 2 equal annual installments beginning 1/18/05. The option vests in 3 equal annual installments beginning 2/21/05. The option vests in 4 equal annual installments beginning 1/16/05. The option vests in 5 equal annual installments beginning 11/20/04. The option vests in 5 equal annual installments beginning 2/17/06. Thomas G. Tartaglia 2006-02-08 -----END PRIVACY-ENHANCED MESSAGE-----