-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R4pp5x7KYC3AI5m4wVtpfwid1zsN3eZlUpCjedBPWEBcNQzGCrw35oqw6/AtHXyZ 043YsZ7IaZfonJguqD1GjA== 0001262063-06-000039.txt : 20060127 0001262063-06-000039.hdr.sgml : 20060127 20060127170950 ACCESSION NUMBER: 0001262063-06-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060125 FILED AS OF DATE: 20060127 DATE AS OF CHANGE: 20060127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TARTAGLIA THOMAS G CENTRAL INDEX KEY: 0001185634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 06558866 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-01-25 0000861842 CATHAY GENERAL BANCORP CATY 0001185634 TARTAGLIA THOMAS G 777 NORTH BROADWAY LOS ANGELES CA 90012 1 0 0 0 Common Stock 64349.25 I T. Tartaglia Trust Common Stock 13635 I By ESOP Stock Option 10.625 2005-01-20 2010-01-20 Common Stock 400 400 D Stock Option 15.0475 2005-01-18 2011-01-18 Common Stock 800 1200 D Stock Option 16.275 2005-02-21 2012-02-21 Common Stock 1200 2400 D Stock Option 19.925 2005-01-16 2013-01-16 Common Stock 3040 5440 D Stock Option 24.80 2004-11-20 2013-11-20 Common Stock 11000 16440 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 3500 19940 D Stock Option 36.24 2006-01-25 4 A 0 3500 0 A 2007-01-25 2016-01-25 Common Stock 3500 23440 D Includes 166.19 shares acquired through Dividend Reinvestment year-to-date. Since the reporting person's last report, 835 shares under his name were transferred to his Trust. The option is fully exercisable. The option vests in 2 equal annual installments beginning 1/18/05. The option vests in 3 equal annual installments beginning 2/21/05. The option vests in 4 equal annual installments beginning 1/16/05. The option vests in 5 equal annual installments beginning 11/20/04. The option vests in 5 equal annual installments beginning 2/17/06. The option vests in 5 equal annual installments beginning 1/25/07. Thomas G. Tartaglia 2006-01-27 -----END PRIVACY-ENHANCED MESSAGE-----