-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GUF18tyZvsVmNkIUBQ2BOutswtHB0J9UAKL9o2ujFBqsvb49usv9fxXN6wtqkDgc H52ibZUza1tPpCmnEWECBQ== 0001262063-06-000032.txt : 20060127 0001262063-06-000032.hdr.sgml : 20060127 20060127124547 ACCESSION NUMBER: 0001262063-06-000032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060125 FILED AS OF DATE: 20060127 DATE AS OF CHANGE: 20060127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WU PETER CENTRAL INDEX KEY: 0001186026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 06556321 BUSINESS ADDRESS: STREET 1: 800 WEST SIXTH STREET, 15TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-972-4217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-01-25 0000861842 CATHAY GENERAL BANCORP CATY 0001186026 WU PETER 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 0 0 Executive Vice Chairman/COO Common Stock 34132 D Common Stock 779654 I Wu Trust Common Stock 2006-01-25 4 J 0 32452 0 D 0 I Spouse as cust. for children Stock Option 22.0075 2002-01-01 2011-01-17 Common Stock 426674 426674 D Stock Option 28.695 2005-02-19 2014-02-19 Common Stock 100000 526674 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 72170 598844 D Stock Option 36.24 2006-01-25 4 A 0 72170 0 A 2007-01-25 2016-01-25 Common Stock 72170 670014 D The shares are no longer considered beneficially owned by the reporting person as the children reached their ages of majority. The option is fully exercisable. The option vests in 5 equal annual installments beginning 2/19/05. The option vests in 5 equal annual installments beginning 2/17/06. The option vests in 5 equal annual installments beginning 1/25/07. Peter Wu 2006-01-27 -----END PRIVACY-ENHANCED MESSAGE-----